Aman Gupta Email and Phone Number

Current tasks and duties include but not limited to:Investigation & Risk Mitigation: Conduct in-depth analysis of suspicious transactions, using advanced tools to identify and mitigate financial crime within the payment ecosystem, protecting the organization from high-risk activities.AML Compliance & Reporting: Monitor, analyze, and report transactions in line with AML/CTF regulations. Submit timely suspicious matter reports (SMR) for suspicious activities to authorities, reinforcing compliance and safeguarding against regulatory risks.Data Analysis & Pattern Detection: Utilize data analysis software to identify trends and risks in financial transactions, contributing valuable insights to enhance fraud prevention strategies.Cross-Functional Collaboration: Work with law enforcement, legal, and internal teams to support investigations, fostering strong partnerships in complex financial crime cases.Reporting & Documentation: Maintain accurate investigative records and prepare detailed reports with actionable recommendations, supporting effective decision-making.Industry Expertise: Apply knowledge of real-time payments, card payments, acquiring, and digital banking to enhance transaction analysis and risk identification.Stakeholder Management: Managing relationships with multiple key stakeholders, ensuring alignment and collaboration across departments for effective financial crime investigations and compliance.

● Demonstrated a robust understanding of AML/CTF and Sanctions legal and regulatory reporting, aligning seamlessly with the guidelines of APRA, AUSTRAC, and ASIC.● Conducted comprehensive risk assessments, scrutinizing operational frameworks, and meticulously interpreting policies to ensure KYC data accuracy and due diligence on potential financial risks.● Liaised with law enforcement and regulatory authorities, facilitating the mitigation of Fraud / AML / CTF by conducting investigations while adhering to applicable Frameworks, Regulations, and Policies.● Fostered cross-departmental collaboration to ensure compliance with relevant laws, regulations, and Group standards, including raising of suspicious matter reports and Transaction Monitoring alerts.● Delivered prompt risk assessments and investigations in line with agreed Service Level Agreements (SLAs) per Customer Value Proposition (CVP), with a commitment to escalating identified issues and risks.● Initiated and drove 2 Continuous Improvement (CI) and change initiatives, leveraging productivity tools to enhance quality, streamline processes, and boost efficiency.● Consistently maintained productivity KPI levels above 88%.● Earned multiple accolades for displaying timeliness, high quality assurance, and providing dedicated support to key stakeholders.● Maintained an up-to-date understanding of business processes, financial crime laws, regulations, and emerging security trends, ensuring regulatory reporting and compliance.● Enforced adherence to policy, procedure, and statutory requirements to optimize efficiency and minimized risk to the department by over 6% past financial year.

● Provided exceptional customer service and built strong client relationships.● Assisted floor lead in effective decision-making regarding promotions to boost sale.● Recognised & awarded for excellence in planning, organising, and maintaining floor inventory.● Nominated as ‘MVP’ for the month of December’20 and April’21

● Conducted comprehensive analysis of investment portfolios, evaluating performance, risk exposure, and asset allocation. ● Utilized advanced tools and software for accurate financial data management, organizing, analysing, and reporting investment information.- Collaborated with portfolio managers to optimize asset allocation strategies based on clients' risk tolerance and investment objectives.● Successfully contributed to the enhancement of investment strategies, resulting in overall improvement in portfolio performance.

- Assisted in reducing expenses by about 7% by tracking, recording, andcompiling daily expense reports.- Supported senior executive in better understanding client’s requirementsby analyzing existing portfolio and market data.- Delivered first-rate client support by compiling and pitching differentproducts as per the needs of the client.- Developed & performed complex financial modelling and analysis of realestate related financial performance criteria.