• Provide data analytics expertise, training, and oversight for audit projects, initiatives, and special projects. Often assisting and/or obtaining data and analyzing large data sets.• Analyze and assess efficiencies and effectiveness of management controls.• Contribute and lead large audit/projects and key audit team initiatives. • Prepare and deliver reports to management pertaining to audit projects, initiatives, and special projects. Also prepare annual board reporting for the Audit Committee. • Provide training to new auditors

• Contribute as a team member on large audits/projects and key audit team initiatives.• Research and interpret regulations for business product line areas being audited.• Conduct audits that ensure business product line areas are in compliance with regulations. • Analyze and assess efficiencies and effectiveness of management controls.• Train employees in internal audit and data techniques and continue to be a resource to them in these areas.

• Prepare industry reporting documentation for board of directors and investors.• Maintained, projected, analyzed, and reported on mutual fund expenses on a monthly, quarterly, and annual basis.• Review monthly and yearly valuation of transfer agent’s investments and assist team members with identifying, researching, and resolving issues.• Prepared proxy analysis for the adding of new expenses and the effect of the new expenses to each fund.• Project lead on essential investment restructuring project.• Contribute as team lead on key finance and cross functional team initiatives.• Review daily valuation of each fund’s inventory and assist fund accountants with identifying, researching, and resolving issues.• Provide training for new accounting analysts