Internal Reference Data
CurrentOperations Team Lead– Internal Reference Data Management, Prime BrokerageAugust 2018 to present- SME and final control over all internal reference data, delivery instructions, audits, testing, and escalations for North American Prime Brokerage clients.- Govern internal data points and identify risks as they relate to hedge funds, Fund Services, Equity, and Fixed Income Derivative products.- Collaborate with IT teams to implement automation of manual functions and new client platform rollouts.-Manage and create policies, procedures, and training plans; provide cross-training to the internationalbackup support team for business continuity.- Trading profile creation in both testing and prod environments.- Supervisory control of the vendor team who amend and create delivery instructions as they relate to cash wires, EuroClear, swift, collateral, DTC, fedwire, and securities.- Primary point of contact for all internal and external audits performed on prime brokerage products.- Received SPOT award multiple times for going above and beyond to solve complex problems that were not in scope of my daily work. Project Coordinator– Client Data Management, Prime BrokerageJuly 2016 to August 2018-Shepherd all asset classes and foreign markets through the onboarding process, overseeing the project from the data and compliance perspective from initiation to launch.- Perform onboarding contract review for compliance adherence, completion, and relevance.- Support a Business Unit Project Manager with onboarding Prime Brokeraged hedge fund clients to include managing and leading formal weekly calls, managing day-to-day communications, and providing weekly status updates on all client launches.- Collaborate with IT to develop a client platform from conception to testing, hosting formal weekly update sessions, and facilitating client training and roll out.
