Amanda Dash Email & Phone Number

United Kingdom

London Area, United Kingdom

Senior Compliance Advisor supporting set up of Middle Eastern Investment Bank

Appointed to establish compliance oversight of the Investment Bank’s highly innovative digital transformation effort including Digital Platforms (e.g., Technology Enabled Sales, UBS Neo), Principal Investments and Strategic Ventures, and Virtual Assets. Use and commercialisation of data | Data ethics | Virtual asset & blockchain experimentation | Strategy setting, policy & governance implementation | Cross functional collaboration with AML, Data Protection/Privacy, MRMC | Non-financial risk assessment | Policy setting & ownership.

London, United Kingdom

Regional leader accountable for delivering all aspects of business aligned coverage of Global Banking, Research and Control Room activities against annual plan in region. Motivational team leader focussed on staff development and growth opportunities for team members.Cross function conflict identification, escalation and resolution in time critical situations | Member of Global and Regional leaderships forum |Senior reporting and SMF escalation | Led on UK FCA Sponsor Supervision team and UK Takeover Panel engagement.

New York

Led the Research Compliance team activities globally driving consistent and robust compliance framework and adherence to the highest international regulatory standards across Research & Evidence Lab (alternative data) activities. Responsible also for region Americas compliance coverage. Collaborative stakeholder engagement across business, Compliance and Control Function leadership | Conflict identification and management related to publication of research | Delivery of training & education globally | Complaints handling | Industry body engagement on regulatory change.

London, England, United Kingdom

Regional Compliance lead for all Research and Evidence Lab activities in EMEA advising on all compliance matters related to publication and distribution of research Engagement with Research leadership and wider Analyst community | Grey/Watch List and Restricted List for IB and Wealth Management Research | Investor Education compliance with deal guidelines and international regulation | Led regulatory change initiatives (e.g., MAR and MiFID II) remediating any gaps.

London, United Kingdom

EMEA Control Room Head and member of global Control Room leadership team. Recognised SME advising on all Control Room related risks across public (Global Markets) and private side (Global Banking and Research) activities often in highly sensitive, time pressured situations. Managing and advising on Grey List (MNPI), Restricted List and Information Barriers cross divisionally | Research clearance and disclosure management | Accountable for delivery against annual plan | Operational efficiency and strategic development of core Control Room systems | Collaboration with technology partners to test and deploy tech change.

London, United Kingdom

London & Paris

London, United Kingdom