*Supervised transition of MiFID/MiFIR II reporting functions like Pre and Post Trade transparency for reporting obligation held by Nomura. Exhibited as subject matter expertise in Trade surveillance and reporting regulation for Trade reporting, Commodities position reporting, Article 59- Client reporting and Transaction Reporting.*Ensured surveillance alerts are addressed, fully investigated and promptly escalated in timely manner. Managed daily governance program with key stakeholders like front office, FO supervision advisory, IT, operations risk management and regulatory compliance. * Manage and maintain the Pre and Post Transparency and Transaction Reporting book of work, prioritizing and ensuring actions are closed timely. *Performed system integration and user acceptance testing (UAT) with Unavista and TradeWeb, quality assurance on regulatory SMARTS alerts and threshold calibrations, which facilitated on-time, on-budget and acclaimed “go-live” of enterprise implementations for MiFID II trade surveillance.* Prepared Business requirement document for front to end automation for MiFID reporting using concepts from NEWS workflow tool, ETL, RPA and other IoT’s ecosystem.* Completion of UAT documentation using standardized templates ensuring comprehensive testing is competed for each change and that evidence of testing and sign off are maintained for all changes/book of work items * Highlight open items to internal stakeholder and work on internal audit ponts and ensuring that any enhancements to the BAU processes are communicated and agreed with relevant stakeholders.*Revitalized team's culture by aligning mindset to target operating model and cultivating 'Risk Excellence'. *Championed change management,efficiency & capacity building initiatives, including automation/standardization efforts, assessing cost/benefit analysis. *Managed employee performance by illustrating solicitous career path, coached and transformed into a high performing team.

Client Services (Apr 2016 - Sep 2017)*Entrusted to manage 5 member Sales Support team for Fixed Income, Money Market securities & simultaneously perform the operational tasks assigned towards it. Activities relating to Client Servicing including Trade Booking, Allocations, Confirmations, Static Data Setup, Settlements and Regulatory Reporting formed the core part of the business managed.*Liaise with super league and diamond client on queries and initiate client consultations on providing Bespoke/ Custom Analysis that aided towards better operational efficiencies with Nomura.*Discuss in large forums Root Cause Analysis (RCA) about the data quality, client concerns and trending patterns to attain better post trade services for priority clients. This quantitative and qualitiative assesment has led to achieve new peak in Omgeo QBR's and McLagan surveys.*Spearheading and managing the Transitions and Resiliency projects in the team *Responsible for functioning of the business process smoothly and managing the relationship with the onshore stake holders including UK, FFT and CE*Effectively handled the Email Management project to eradicate email traffic in the mailboxes and increase the productivityMiFID II Regulatory Operations (Oct 2017 - Mar 19)*Spearheaded transition of MiFID/MiFIR II reporting functions like Pre and Post Trade transparency. Exhibited as subject matter expertise in reporting regulation for Trade reporting, Commodities position reporting (RTS 21), Reference data (RTS 23), Article 59- Client reporting and Transaction Reporting.*Instituted globally consistent processes by over-sighting obligations across MiFID jurisdictional regulators by governing timeliness, accuracy and completeness objective. *Devised and oversaw all KRI’s and KPI’s, served essential management oversight by providing swift insights on risk mitigation and non-moving items.

*Primary support to the EMEA Sales desk covering a diverse range of Cash Bonds and manage money market trader support functions.*Specialized support area for Syndicate desk with in-depth knowledge on European CP's / CD's and Yankee CD's*Practised usage of Bloomberg on daily BAU like Private/Public security code layouts, Re-bookings/Amendments, Trade position management and interacting with internal/external stakeholders for effective trade life cycle.*Worked as an account manager for more than 15 premium clients from FI operations perspective by providing them support on daily BAU activities, issues/escalations and CRM packs.*Successfully migrated the business towards various trade matching platforms like CTM, Aladdin-FIX, GETC and ACWF workflows.*Developed user friendly intuitive report on maturing bonds for trading desk and senior management with help of Business Object.*Assistance over subset tasks like attestation of dealer accession letter requests, managing Brokerage fee and Commissions and Sales Credit payments for salespersons. Manage control reports like suspense accounts, fails management and reconciliation between internal risk systems to real world.Achievements*Project lead on Front office booking system transition (Bloomberg) and creation of new Middle office trade management system used for allocations/CTM blocks with use of high business intelligence attaining process efficiency in terms of risk averseness, automated KRI's and time saves.*Hassle free migration of client business in market platforms like Aladin, GETC and CTM. Acknowledged by clients on smooth transition and greater efficiencies on business operations.*As an escalation administrator identified key risk areas of process and set SLA's for internal usage which in turn provides better risk management for business. Periodical alignment & review of team's Risk Documents Risk & control Self-Assessment (RCSA) & Standard Operating Procedures (SOP).

•Working in close proximity with the Sales Desk & Clients to Allocate Trades within the respective securities Deadlines & ensure all unallocated trades are Reported end of day.•Prioritising Allocation Work flow on the basis of Currency & Settlement Deadlines.•Set up New clients with their Settlement & confirmation instructions in internal system. The process involved liaising with Stakeholder in Reference Data Set up, Compliance & Trading Desk.•Effectively resolve client queries within strict time frames and proactively keep client informed on latest updates.•Account Manager and single point of contact for major clients including Blackrock, Barings Asset Management to manage & track their Confirmation, Settlement performance & escalations.•Report Monthly Volumes & client classifications to respective European Debt Management offices as a part of crucial DMO Regulatory Reporting.•Action on Settlement Reports that highlight Client trades with settlement instructions Mismatch to ensure we matched client & avoid trade failures.•Periodical alignment & Review of team's Risk Documents Risk & control Self-Assessment (RCSA) & Standard Operating Procedures (SOP).Achievements•Played pivotal role in improving Nomura’s Omgeo Rankings from 12th to 2nd in AeJ & 1st in EMEA & Americas amongst 12 brokers by doing consistent analysis & suggesting ideas on improving trade confirmation efficiencies.•Received positive feedback from Sales for prompt assistance in solving client queries & managing Trading Desk expectations.

Summer Internship in Forex and International trade finance at Axis Bank