Project Handled: KYC Deficiency ProcessIdentification and correction of incomplete KYC profile.Review and update KYC record as a part of investigation.Ensure KYC makers are trained to perform KYC feedback loop function.Ensure KYC deficiency are communicated to KYC maker as per agreed process.Review the KYC deficiency report and assign the cases to appropriate KYC maker.Approving KYC work item abandoned by KYC maker.Approving KYC record submitted by KYC maker for approval.Liaising with regional KYC Unit whenever required.

Project Handled: Batch Screening for SanctionScreening of beneficial owner and other applicable parties, against applicable sanctions, PEP and watch lists.Review and disposition of potential matches against US OFAC/SDN and non US sanction lists.Forward real matches to FIU for investigation.Dispositions item as true or false match.Reviewing and updating hit details.Reviewing batch screening report and assigning cases to appropriate case managerApproving KYC record abandoned by KYC maker.Approving KYC record submitted for approval by KYC maker.Project Handled: KYC Pending Closure Team & NAOF ProjectLiaising with KYCO on KYC account closure.Listing of all the relevant KYC account and product to KYCO for closure and KYC requirement.Placing PND PNC on all KYC record.KYC performed on activated account with case manager.Coordinate with different KYC checker for the approval of records.Making weekly report and presenting via call.

Processes : NY New Client AdoptionResponsible for verification of client data.Perform due diligence of new and existing clients.Verifying KYC documentation of the clients to be adopted/reviewedPerform the risk assessment of the client to be adopted/reviewed.Signing off on new client adoptions and periodic reviews.Performing Enhanced due diligence, including identification of PEP and understand risks in dealing with PEP’S.Performing media searches, Internet research for risk rating the client.Adopting high risk client and understanding the risk associated with the client types.

Global Client Screening:Screening of the customers in FircoSoft against the Group consolidated sanctions list(GCSL) which comprises of list from the United States Office of Foreign Asset Control ( OFAC), the United Kingdom Treasury ( HMT) etc.Screening of the customers against Politically Exposed Persons(PEP's) through World check premium list(WCPL)Adhering to regulatory guidelines, in compliance with AML Banking standardsEscalating risks related to process to next level.