Amos Rivera Email & Phone Number

United States

Ensured all documents were up to date, scannable, accounted for, and in compliance with all regulatory requirements.- Managed document management transition from Smith Barney to integrate documents into new Morgan Stanley platform.- Managed over 600 specific document codes to ensure seamless transition from previous platform to newly created platform.- Managed library of forms for scanning to ensure all client and firm documents were properly routing and accounted for.- Tested and enhanced the WEB New Accounts opening and account approval systems, to better serve the firm’s clients by reducing the number of client documents needed to open new accounts.- Trained new departments to effectively use the new WEB application.Branch Administration (Smith Barney) 2000 - 2008Branch Administrator- Resolved all branch issues/complaints in a timely and effective manner.- Managed the transition from a paper-based system to electronic processing of documents.- Incorporated, tested and enhanced the firms Scanning Processes.- Incorporated, tested and enhanced the WEB New Accounts opening and account approval system.- Ensured branches had all necessary tools to complete their work.- Monitored and supported branches to resolve all client issues.Held additional operations and supervisory positions with firm prior to 2000.- Gain and Loss Department, Client Statement Services Representative- Retirement Plan Services, Supervisor

Accounting And Finance

Associate'S Degree, Accounting