A highly accomplished and results-oriented leader with extensive experience in program management, risk mitigation, project and portfolio management, cross-functional collaboration, continuous improvement, and strategic planning. Demonstrated success in leading high-impact, transformational initiatives for complex organizations, excelling in all aspects of planning, execution and change adoption. Leverages exemplary leadership, organizational, and communication skills to develop innovative solutions to operational challenges, while maintaining industry-leading standards of excellence
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Senior Vice President Execution Center Of ExcellenceLpl Financial 2017 - 2023San Diego, California, United StatesLed team of 20+ individuals in enterprise program and project management function. Held responsibility for hiring, mentoring, and success of project OKRs including timelines, communications, change management, budgets, and risk mitigation strategies. Engaged frequently with executive leadership and cross functional stakeholders. Drove voice of client in how we executed technology, training, and communications within project execution.• Managed C-Suite sponsored programs and served as lead conversion manger for complex transitions. • Executed program to comply with new and significant regulatory requirement (Regulation Best Interest) resulting in implementation of various technology changes, new policies, procedures, and controls. • Spearheaded regulatory mandated remediation project requiring extensive technology and procedural changes across firm. -
Senior Vice President Operational Risk ManagementLpl Financial 2014 - 2016San Diego, California, United StatesEstablished enterprise-wide issue tracking for firm, partnered closely in creation of risk and control self-assessment process, and established operational risk incident reporting process. • Partnered closely in creation of monthly operational risk report to executive management.• Created and implemented external risk event evaluation program.• Responsible for overseeing large scale AML remediation -
Vice President, Governance, Risk And ComplianceLpl Financial 2008 - 2013San Diego, California, United StatesResponsible for PMO department of all technology and non-technology projects, leading FINRA 3012/3130 annual testing and certification requirements, and serving as lead for maintaining firm’s corporate governance policy. -
Vice President Mortgage OperationsLpl Financial 2004 - 2007San Diego, California, United StatesLed team overseeing mortgage operations, including origination, production, and correspondent lending. Concentrated on operational efficiencies to facilitate profitable growth. Participated in Capital Market activities to enhance relationships with warehouse providers and loan investors.
Frequently Asked Questions about Amy Warren
What is Amy Warren's role at the current company?
Amy Warren's current role is Strategic Senior VP driving Operational Excellence | Expert in Project & Program Management | Regulatory Compliance & Risk Mitigation | Agile & DEI Advocate | Passionate Philanthropist.
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Amy Warren
Fayetteville, Ar2uark.edu, iavi.org -
Amy Warren
San Mateo, Ca -
Amy Warren
Mooresville, Nc2live.com, mastec.com3 +130544XXXXX
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2embarq.com, lumen.com
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