Amy Warren
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Amy Warren Email & Phone Number

Strategic Senior VP driving Operational Excellence | Expert in Project & Program Management | Regulatory Compliance & Risk Mitigation | Agile & DEI Advocate | Passionate Philanthropist
Location: San Diego, California, United States 4 work roles
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Role
Strategic Senior VP driving Operational Excellence | Expert in Project & Program Management | Regulatory Compliance & Risk Mitigation | Agile & DEI Advocate | Passionate Philanthropist
Location
San Diego, California, United States

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Amy Warren is listed as Strategic Senior VP driving Operational Excellence | Expert in Project & Program Management | Regulatory Compliance & Risk Mitigation | Agile & DEI Advocate | Passionate Philanthropist based in San Diego, California, United States. AeroLeads shows a matched LinkedIn profile for Amy Warren.

Amy Warren previously worked as Senior Vice President Execution Center of Excellence at Lpl Financial and Senior Vice President Operational Risk Management at Lpl Financial.

Profile bio

About Amy Warren

A highly accomplished and results-oriented leader with extensive experience in program management, risk mitigation, project and portfolio management, cross-functional collaboration, continuous improvement, and strategic planning. Demonstrated success in leading high-impact, transformational initiatives for complex organizations, excelling in all aspects of planning, execution and change adoption. Leverages exemplary leadership, organizational, and communication skills to develop innovative solutions to operational challenges, while maintaining industry-leading standards of excellence

4 roles · 23 years

Amy Warren work experience

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Senior Vice President Execution Center Of Excellence

San Diego, California, United States

Led team of 20+ individuals in enterprise program and project management function. Held responsibility for hiring, mentoring, and success of project OKRs including timelines, communications, change management, budgets, and risk mitigation strategies. Engaged frequently with executive leadership and cross functional stakeholders. Drove voice of client in how we executed technology, training, and communications within project execution.• Managed C-Suite sponsored programs and served as lead conversion manger for complex transitions. • Executed program to comply with new and significant regulatory requirement (Regulation Best Interest) resulting in implementation of various technology changes, new policies, procedures, and controls. • Spearheaded regulatory mandated remediation project requiring extensive technology and procedural changes across firm.

2017 - 2023 ~6 yrs

Senior Vice President Operational Risk Management

San Diego, California, United States

Established enterprise-wide issue tracking for firm, partnered closely in creation of risk and control self-assessment process, and established operational risk incident reporting process. • Partnered closely in creation of monthly operational risk report to executive management.• Created and implemented external risk event evaluation program.• Responsible for overseeing large scale AML remediation

2014 - 2016 ~2 yrs

Vice President, Governance, Risk And Compliance

San Diego, California, United States

Responsible for PMO department of all technology and non-technology projects, leading FINRA 3012/3130 annual testing and certification requirements, and serving as lead for maintaining firm’s corporate governance policy.

2008 - 2013 ~5 yrs

Vice President Mortgage Operations

San Diego, California, United States

Led team overseeing mortgage operations, including origination, production, and correspondent lending. Concentrated on operational efficiencies to facilitate profitable growth. Participated in Capital Market activities to enhance relationships with warehouse providers and loan investors.

2004 - 2007 ~3 yrs
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What is Amy Warren's role at their current company?

Amy Warren is listed as Strategic Senior VP driving Operational Excellence | Expert in Project & Program Management | Regulatory Compliance & Risk Mitigation | Agile & DEI Advocate | Passionate Philanthropist.

Where is Amy Warren based?

Amy Warren is based in San Diego, California, United States.

What companies has Amy Warren worked for?

Amy Warren has worked for Lpl Financial.

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