Amy E Siefer, Cpa Email & Phone Number

Denver, Colorado, United States

Columbus, Ohio Area

Regulatory Administration and Compliance Support Services. • Chief Compliance Office for mutual fund clients• Perform and maintain compliance oversight of 1940 Act operations • Assist other Chief Compliance Officers in developing and administering approved compliance policies and procedures and preparation of board materials • Support other CCOs in assessing the adequacy of existing fund controls and monitoring procedures• Engage in periodic audit activity to ensure service provider's compliance with fund policies and procedures• Assist other CCO in complying with requested information required for SEC examinations• Support new business initiatives including development and maintenance of pitch books and target market strategy• coordinate with functional partners to develop and track project plans for strategic initiatives to enhance the product offering, client service delivery and operational efficiency • Research on-going trends in the asset management industry including new product development, regulatory impact, and evolving market dynamics

Master'S Degree, Accounting

Masters of Science in Accounting

Bachelors, Finance, Minor In Organizational Leadership Management

Activities and Societies: President's Student Advisory Counsel, Tau Pi Phi