Amy Lockman, Cpa Email & Phone Number

Lincoln, Ne, Us

Lincoln, Nebraska Area

Lincoln, Nebraska Area

Oversight of financial and treasury reporting for business unit. Drive business results, improve associate engagement, and reduce expenses by coaching leaders, managers, and associates on business performance and financial risks and opportunities. Ensure compliance with laws, regulations, and policies including maintenance of adequate internal controls. Provide leadership and direction for 1-2 direct and 12-14 indirect reports.Key Accomplishments:Instrumental in successful sale of Cabela’s $5B credit card portfolio, management of the settlement and funding process on legal acquisition date, development of partner compensation and reporting, and ensured adherence to card program agreement.Actively participated in the system conversion of $5B credit card portfolio and actively contributed to the integration of processes including transition of responsibilities and redeployment of resources.Chapter Lead for empowHER Business Resource Group for Capital One which was created to support the recruitment, development and retention of great women in the organization while increasing engagement at all levels.

Lincoln, Nebraska Area

Partnered with executive team to implement strategic financial vision. Managed financial and regulatory reporting including review of memos, financial results and quarterly filings. Led securitization function including new issuances and investor reporting. Administered the Bank’s cash management and treasury function. Oversight of annual budget and monthly forecast process. Liaison with internal and external auditors. Provided leadership, direction, and development for 2-4 direct and 25-40 indirect reports.Key Accomplishments:Execution of cash management and funding plan strategies approved by BOD of $4B-$5B annually, including $1B for certificates of deposit, $3.5B for term securitizations, and $1B for variable funding facilities.Reduced funding spread by 1-5 basis points (bps) by creating public shelf registration, offering, and prospectus with the SEC for securitization transactions that allow for new investors to participate in securitization transactions.Coordinated the issuance of three new term securitizations for $2B, including first $1B term securitization for bank in 2016 (19 unique investors, 9 new to the CABMT program). Execution of three variable funding facility issuances and renewals for $1.5B.Managed annual budget and monthly forecast process for $6B Cabela’s credit card portfolio, including financial services revenue of $600M, operating expenses $350M, capital budget of $8M for 3.5M credit card accounts.Oversight of payment processing department with $26B payments annually. Extensive participation in Cabela’s due diligence process for the strategic review and acquisition of the credit card portfolio – providing information as requested by third parties, auditors, and lawyers.

Assisted with all securitization functions including new issuances and investor reporting. Managed financial and regulatory reporting including review of financial statements and SEC filings. Maintained the Bank’s cash management and treasury function. Oversight of annual budget and monthly forecast process. Ensured compliance with internal controls. Liaison with internal and external auditors. Provided leadership, direction, and training for 1-2 direct and 4-5 indirect reports.Key Accomplishments:Coordination and issuance of 13 new term securitizations for $5B in funding and execution of 3 variable funding facility issuances and renewals for $1B, including issuances during the liquidity crisis in 2008.Oversaw completion of first ten-year securitization for bank in 2013 - $385 million funding with 29 unique investors, including 7 new to the CABMT program.Developed internal securitization reporting system and interest only strip model for off-balance sheet loans.Selected by executive team to lead bank compliance management project for Authorized User credit bureau reporting – delivered on time and on budget, with appropriate communication to impacted cardholders.

Individual contributor for accounting and finance team assisting in month-end close process, securitization reporting, financial statement preparation and annual budget. Completed SEC reporting and other required regulatory reporting, including preparation of analysis for external audits related to securitization and financing. Prepared and reviewed working papers, financial statements, and reports for month-end close. Provided monthly analysis and explanation of budget and forecast variances to senior management. Proposed viable solutions upon completion of analysis and follow-through to implementation. Managed multiple projects/tasks and communicated results to senior management and stakeholders.