SOX audit of a life insurance company

Team leader responsible for reviewing the SOX testing and ensuring on time delivery with quality for Actuarial valuation and reinsurance controls in Life and Retirement Industry. Work includes below:-1. Coordinating with Second and third line of defense for scoping and planning2. Setting up meeting with first line, second line and third lines of defense 3. Conducting walkthroughs and review of walk through document and flow charts 4. Review of TOD and TOE documents 5… Show more Team leader responsible for reviewing the SOX testing and ensuring on time delivery with quality for Actuarial valuation and reinsurance controls in Life and Retirement Industry. Work includes below:-1. Coordinating with Second and third line of defense for scoping and planning2. Setting up meeting with first line, second line and third lines of defense 3. Conducting walkthroughs and review of walk through document and flow charts 4. Review of TOD and TOE documents 5. Issue Management (Deficiency Identification and remediation )6. Dashboard presentation to senior leadership Show less

Worked as Risk and Compliance Manager in Genpact for three accounts (Retail, Beverage Company, and Beer Manufacturer) from Sep 2018 till December 2021. Conducted internal audit, operational audit, audits for incidents reported and stakeholder management, process risk assessment, account risk prioritization, GDPR Compliance and MSA Audit.

Control account analysis monitoring and rectification, IRDA reporting, monthly balance sheet schedules, monthly premium reconciliation with partner, Electronic money order reconciliation for unclaimed payments

Since I am part of Management Training Program known as Zenith I am involved in Financial Reporting, MIS for Top Management, Indirect Taxation, and business process re engineering

Internal Audit Inventory Management Human Resource Management Procurement to Payment process System Review of ERP named BME and Accpac Scrap Management Depot Audit  Investigation AuditSOX Compliance  Inventory Indirect TaxationVAT Audits & Other Works Review of MVAT Return (verification of accuracy, completeness and legal compliance, reconciliation of balance of accounts with amounts in return)  Compiled and filed MVAT… Show more Internal Audit Inventory Management Human Resource Management Procurement to Payment process System Review of ERP named BME and Accpac Scrap Management Depot Audit  Investigation AuditSOX Compliance  Inventory Indirect TaxationVAT Audits & Other Works Review of MVAT Return (verification of accuracy, completeness and legal compliance, reconciliation of balance of accounts with amounts in return)  Compiled and filed MVAT audit report (Form 704)  Review of Input Credit availment process and checking of non availment, incorrect availment for inputs, capital goods and input service  Assisted in preparation of service tax returns and Service tax refund application. Computation of service tax liability under reverse charge Show less