Andre Vorster Email & Phone Number

FSCA approved FAIS Category I, II and III compliance officer, with more than 20 years of experience in the field of management, regulatory compliance and risk management in the financial industry. My priority and focus is to ensure excellent client service, good corporate governance, business and regulatory compliance and risk management, including proper business processes in any entity. I served as legal advisor, Head of Compliance and Head of Risk, respectively, at Investment Solutions Ltd, part of Alexander Forbes, Group Holdings (now commonly called Alexaforbes ). Thereafter I served as an executive where I developed important and diverse business management skills and experience.

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  Founder

  Vorofin Regulatory Services

  Jan 2024 - Present - Durbanville, Western Cape, South Africa

  As the Founder and Managing Director of Vorofin Regulatory Services (Pty) Ltd., an FSCA-approved compliance practice, I leverage over 25 years of experience in regulatory compliance, risk management, and corporate governance. My role is dedicated to helping businesses navigate complex regulatory landscapes, ensuring they uphold the highest ethical standards.Key ResponsibilitiesDevelop and execute business strategies to achieve both short-term and long-term goals for Vorofin Regulatory Services.Act as an outsourced Compliance Manager for Financial Services Providers (FSPs), ensuring adherence to FICA, FAIS, and other regulatory requirements.Establish and lead risk and compliance departments, developing and implementing robust frameworks and procedures.Monitor and manage compliance with evolving legislation, providing strategic advice to executive teams.Foster and maintain strong relationships with industry regulators such as FSCA, SARS, and SARB, and engage with key industry groups like ASISA.Oversee statutory reporting, regulatory approvals, and compliance audits, ensuring timely and accurate submissions.Lead corporate governance initiatives, ensuring that company policies are clearly communicated and effectively implemented.Provide expert guidance on anti-money laundering regulations, corporate governance, and risk management.