Andrea Castro

Andrea Castro Email and Phone Number

Senior Compliance Analyst @ TD Securities
Canada
Andrea Castro's Location
Canada, Canada
Andrea Castro's Contact Details

Andrea Castro work email

Andrea Castro personal email

n/a
About Andrea Castro

Andrea Castro is a Senior Compliance Analyst at TD Securities.

Andrea Castro's Current Company Details
TD Securities

Td Securities

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Senior Compliance Analyst
Canada
Andrea Castro Work Experience Details
  • Td Securities
    Senior Compliance Analyst
    Td Securities
    Canada
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  • Bmo Capital Markets
    Compliance Officer - Trade Surveillance
    Bmo Capital Markets Oct 2024 - Present
    View
  • Bmo Capital Markets
    Compliance Officer - Regulatory Inquiries
    Bmo Capital Markets Jan 2022 - Oct 2024
    Respond to requests for information (RFI) from Canadian and international regulators. Provide guidance and support to the business on a broad range of regulatory matters.
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  • Td
    Resource Officer
    Td Nov 2021 - Jan 2022
    Markham, Ontario, Canada
    Provided second level support and procedural guidance to investment representatives. Investigated and resolved client escalations and concerns.
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  • Td
    Direct Investing Engagement Associate
    Td Jun 2021 - Nov 2021
    Connected with self-directed investors who had opened new accounts to ensure a smooth onboarding experience. Assisted them with resolving complex account situations, transferred assets internally and externally, and introduced them to the tools, educational content and trading platforms offered by TD Direct Investing.
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  • Td
    Investment Representative
    Td Oct 2019 - Jun 2021
    Markham, Ontario, Canada
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  • Td
    Financial Services Representative
    Td Jul 2018 - Oct 2019
    Markham, Ontario, Canada
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  • University Of Waterloo
    Research Assistant
    University Of Waterloo Sep 2016 - Dec 2017
    Waterloo, Ontario, Canada
    View

Andrea Castro Education Details

Frequently Asked Questions about Andrea Castro

What company does Andrea Castro work for?

Andrea Castro works for Td Securities

What is Andrea Castro's role at the current company?

Andrea Castro's current role is Senior Compliance Analyst.

What is Andrea Castro's email address?

Andrea Castro's email address is an****@****bmo.com

What schools did Andrea Castro attend?

Andrea Castro attended University Of Waterloo.

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