Managing a global team responsible for maintaining Information Barriers, watch and restricted lists as well as E-Comms surveillance for the firm globally. Responsible for enhancing Control Room functions to comply with regulatory rules and industry best practices. Coordinates with Personal Securities Trading. Drafts policies and procedures and conducts training. Provides compliance advice to all lines of business and support functions.

Compliance Officer for Asset Servicing and operations functions including Transfer Agency and Global Fund Accounting. Responsible to ensure compliance with all laws and regulations in a highly regulated environment.

· Support and advise on the company's Anti-Corruption Compliance program· Develop, support, and advise on the company's Anti-Boycott Compliance program· Develop effective compliance program controls in light of changing regulatory expectations including analysis of laws and regulatory guidance· Author policy and procedures to effectively implement internal control framework· Manage ABC third-party program to include conducting due diligence, initiating investigations, and enhancing safeguards· Develop and support company-wide Anti-Corruption Risk Assessment process· Develop and manage company-wide Anti-Boycott risk survey· Draft and/or deliver compliance training · Analyze and decision visa support letter requests· Maintain company-wide oversight of relevant compliance monitoring programs· Develop subject specific compliance monitoring testing templates· Liaise with internal and external counsel on program related matters· Coordinate with diverse business lines and international business colleagues

I facilitated the sponsored projects process, from submission to closeout. This included review of the RFP, developing budgets, and working with the necessary groups of people to facilitate submission. I reviewed and drafted contracts and agreements to ensure compliance with external and internal requirements. I administered awarded contracts, including monitoring contract performance and other contract requirements.