Advisory function covering Consumer & Corporate Banking, from a regulatory and international best practices perspectiveRegulatory requirements impact assessment and implementationsReview & Approval of bank-wide Policies, Procedures, Products, Campaigns and Marketing MaterialQA function over sales practices of Non-Deposit Investment & Bancassurance productsReview & checks of suitability questionnaires for Treasury clients Monitoring trading & holdings… Show more Advisory function covering Consumer & Corporate Banking, from a regulatory and international best practices perspectiveRegulatory requirements impact assessment and implementationsReview & Approval of bank-wide Policies, Procedures, Products, Campaigns and Marketing MaterialQA function over sales practices of Non-Deposit Investment & Bancassurance productsReview & checks of suitability questionnaires for Treasury clients Monitoring trading & holdings restrictions of In-House Managed Mutual Fund Certification training sessions on Compliance, KYC, AML, CFT and Investment Sales PracticesReview & Approval of New-to-Bank client acceptance (Consumer & Corporate Banking)AML alert analysis, investigations, dispositions and STR filings. Member of interviewing panel for Relationship Manager and Unit Head positions Member of Investment Products & Strategy Committee (alternate)Highlights:Preparation of various Compliance related Policies, Procedures & CircularsEstablishment of Investment sales monitoring processEstablishment of In-House Mutual Fund monitoring mechanismEstablishment of client suitability assessment for treasury products (Vanilla & Exotics) Show less

Daily Cash & Clearing functions at a branch level.Customer Service and Client Problem Resolution.Sales of Consumer Asset, Liability and Non-Deposit Investment Products. Operational Risk - Identification, Classification and Controls Assessment. AML Analysis & Alert Dispositions and KYC & Enhanced Due Diligence review & approvalsHighlights:Prepared Country Branch Process Manual – 2005 & 2006 Member of Country Branch Operational Risk… Show more Daily Cash & Clearing functions at a branch level.Customer Service and Client Problem Resolution.Sales of Consumer Asset, Liability and Non-Deposit Investment Products. Operational Risk - Identification, Classification and Controls Assessment. AML Analysis & Alert Dispositions and KYC & Enhanced Due Diligence review & approvalsHighlights:Prepared Country Branch Process Manual – 2005 & 2006 Member of Country Branch Operational Risk Rationalization Committee – 2006 Successfully prepared branch for multiple local and international audits (operational) – 2005 & 2006 Recipient of Service Excellence award – 2005 Show less