Andre Mcneil, Cfa® Email & Phone Number

Greater New York City Area

Greater New York City Area

Greater New York City Area

Greater Atlanta Area

• Acted as liaison between the Advisor Group, other AIG business units, and clients; lucidly communicating statuses of service-related issues while working them to resolution.
• Assisted in training all new hires on company culture, operational processes, and industry regulations.
• Processed account approval, establishment, and revision, to ensure compliance with both FINRA and firm regulations.
• Review of total Assets Under Management of branch offices to determine strengths and weaknesses in terms of asset allocation for clients.
• Review and processing of asset movement requests such as wire, ACH requests, and transfer requests along with spot-checking required paperwork for inconsistencies and errors.
• Review of trading in client accounts to determine whether a legal and/or suitable trade was placed.

• Utilized financial models and analysis to prepare budgets and forecasts as directed; researched variance to budget and forecast through detailed financial metric analytics and explained findings.
• Installed and deployed QuickBooks accounting systems, documented cost accounting methods, procedures and controls in ordinance with GAAP.
• Participated with the preparation of month and year-end processes by reviewing actual vs. budget/forecast.
• Prepared the month end close along with year-end financial statements.
• Regular updating of the General Ledger.
• Audited expense reports, invoices, and check requests to ensure compliance with company policies.

• Entered monthly journal entries to properly record accounting transactions, ensuring that journal entries have proper back up to substantiate their entry into G/L.
• Calculated payments to regulatory authorities based on a review of contracts and regulations.
• Reviewed financial statements for operating trends and results and prepared financial reports analyzing data for management review.