• Ownership of day to day life cycle procedures and process of numerous Portfolios with external relationship management and oversight of third parties• Cash and Position reconciliation• Multiple asset types covered - Equities, Fixed Income, Derivatives - Monitoring Trade Matching and Settlements queues• Project and process improvement and working closely with Head of Operations• Oversight of Collateral Management Process – agreement/settlements/payments• Full lifecycle ownership of Fund of Fund order placement/settlement/reconciliation with Rebate and Distribution capture and update• Official NAV approval/Sign-off from Fund Administrator.• Oversight of 3rd party administration of funds and responding to adhoc BAU queries.• Ensured operational procedures are documented and updated accordingly• Acted as a first point of escalation for the Operations Analysts on all BAU matters.

Primarily tasked with the implementation and procedural set up of BAU processes to be carried out for Start of Day IBOR reconciliation, reporting and notification to Front Office for commencement of trading over ThinkFolio. Specific duties included:• Monitoring of portfolio NAV exposures and investigating to resolve any breaks between ThinkFolio and IBOR• Reconciliation of security positions including Equities, Collectives (CIS) Fixed Income and ETD derivatives against trading activity to identify and resolve any breaks• Monitoring of any large price movements to identify any activity that could affect traders position • Deployment and procedures put in place for use of EDM Markit Exception and Data Management toolOther duties included:• Reviewed and updated existing operational processes and procedures to further strengthen the operations control environment and led investigations to review any incidents or errors that occurred and worked to identify the root cause to prevent a reoccurrence • Assisted the Investment Operations Manager to ensure all external service providers are delivering to agreed service, support and quality standards, and complete regular due diligence reviews to assure they are following all required processes and procedures• Helped manage the third-party relationships, such as Clearing Brokers, Brokers, Custodians, Middle Office to maintain strong oversight and support activity• Supported a wide range of investment products including Equities, ETDs, Bonds, FX,CDS, Investment funds with strong knowledge of the trade lifecycle, including derivative instruments and collateral management

Investment operations analyst directly supporting the Investment Team and charged with oversight of third party provider ensuring that all operational procedures understood and followed, performing relevant administrative processes and procedures in support of the investment operations function• Actioned daily overdraft monitoring, cash management, cash and stock reconciliation, supporting post trade support processes including CTM matching and settlement mismatches and processing Corporate Action and Proxy Voting activities• Assisted with preparing operations management information for the Investment Team meetings, with client and fund take on activities and necessary testing activities• Contributed to service review meetings with key vendors and outsource service providers and collaborated on investment, Trading and Operations projects • Supported the valuation sign off process for the Investment Team and IPO and placement operational processes• Maintained key performance indicator (KPI) metrics relating to the operations functions, providing relevant management information pertaining to investment operations to management

Role assisting cash securities lending team manage BAU during transition of operations offshore.

Responsible for managing the ‘Business as Usual’ activity of wealth manager clients supported by the Figaro platform – principle functions included cash management, trade management, corporate actions, income and reconciliations together with staff management and operational risk management for the teams providing the above activitiesAdditionally responsible for the teams adhering to all relevant SG policies – for example permanent supervision, lead contact for any governance audits/reviews of the teams and a key stakeholder in the operational relationship with suppliers/service providers such as FX, Euroclear, Crest, Global Custodians, HSBC, GTPSWorked with the Head of Operations to manage the controlled introduction of Change to the teams

Managed and provided assistance to Head of Operations in the project to transition from Asset Owner to Asset Manager by implementing new procedures and setting up trading relationships with Equity, Fixed Income, Derivative and FX Counter-parties and enhancing the on-boarding process with outsourced middle office, outsourced dealing desk, Derivatives Clearer and Custodian. Assisted as SME to the deployment and implementation of the Charles River OMS.

Assisted Head of Transitions to manage transition activity and operations as Team migrated to new operating platform by leading, planning and co-ordinating actions through entire process.Collaborated with multiple internal and external relationships (Custodians, Trustees, Administrators, Regulators, Counterparties, Operations Teams and Trading Desks) ensuring that all portfolio accounts and markets were set up and trades settled down for timely accurate transition and establishing strong operational relationships to ensure efficient process.

Oversaw products covering the full trade lifecycle of global and emerging markets including oversight of fund accounting, portfolio valuation / performance measurement, trade support, transaction processing / settlement of cash equity, fixed income, FX and derivative products. Project managed as SME the transition from a paper-based operation to an automated STP operation with efficient client reporting and valuation procedures. Operated successful client on-boarding and transitions reviewing IMAs for reporting and SLAs as well as in-specie transfers for pooled OEIC / UCITS / SICAV funds and account closures and custody switches.Additional accomplishments were:- Delivered 20% spare user capacity to focus on process improvement, enhanced timeliness and efficiency of client deliverables by devising suitable processes within the fund accounting/portfolio valuation operation - Managed post settlement activities of corporate actions and proxy voting as well as income collection, automated stock / cash reconciliation and trade fails management- Carried out FX and derivative trading, matching and settlement using Charles River, FXaLL and CLS - Operated manual procedures to settle ETD margins and OTC collateral- Tasked as the primary contact for external audit and due diligence reviews and owner of MI reporting- Full awareness of market regulation / impact and controls management - Oversaw external service providers and relationships as well as the SLA agreement process- Motivated and supervised a team of 7 using excellent staff management and team development with comprehensive training and performance evaluation- Managed trade settlement and unmatched processing and fails management procedures using custodian proprietary systems and SWIFT Messaging

• Settlement of international equity including emerging markets• Settlement of Futures trading including calculation and payment of daily margins• Treasury function of placing deposits and cash management• Dealing of Foreign Exchange to cover equity trading• Dealing of Foreign Exchange to hedge portfolio currency exposures

Worked in Corporate Trust department supervising international equity settlements for institutional Clients.