Andrew Haff Email and Phone Number

• Monitored all internal compliance/client rules using Charles River Compliance System• Analyzed all purposed trades against compliance checks for each trade session• Verified all equity trades and foreign currency trades were applicable and tradable• Reconciled all trades, adjustments and cancels every night with our back office• Reviewed trade executions, allocations and pricing for fairness among accounts• Responsible for client holdings, commissions, executions, and currency exposure reports• Balanced out daily and monthly reconciliations for clients• Maintained and enforced all internal and client specific restricted security lists• Assisted partners in with creating new “Compliance/Trade department”

• Managed 35 Equity & 10 International DC & DB portfolios for accounting purposes• Verified prices, corporate actions, interest Payments & daily trading • Posted buys, sells, wires, dividends, foreign exchanges & cash movements

• Balanced all cash in Client’s accounts, and verified all buys and sells in accounts• Analyzed and prepared domestic and foreign reports for Proxy Voting• Helped analysts with reports and presentations, also helped with researching data on stocks