Andrew Joyce Email & Phone Number

New York, Ny, Us

New York, Ny, Us

Handle a wide variety of Morgan Stanley and E*TRADE legal affairs. Work daily on an array of broker-dealer, banking, and financial issues related to FINRA arbitrations and expungements, civil and criminal litigations at both state and federal levels, regulatory matters from numerous governmental agencies and self-regulatory organizations, and internal investigations. Hands-on, direct management of caseload from inception through conclusion.

New York, Ny, Us

Internal secondment within the Global Financial Crimes Investigations Group. Proactively identify, investigate, and prevent a range of domestic and international financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, fraud, bribery, and tax evasion. Collaborate extensively with a mix of internal business partners and law enforcement and government regulators to review and mitigate such risks. Determine and create appropriate regulatory filings and notifications.

New York, New York, Us

Directed numerous investigations of complex financial crimes. Interviewed hundreds of individuals, analyzed thousands of financial documents, and presented cases to grand juries and at trial. Drafted subpoenas, search warrants, briefs and motions, and internal memoranda. Appeared in court frequently for hearings, oral arguments, and trials. Oversaw large teams of paralegals, accountants, investigators, and police officers. Successfully prosecuted matters totaling millions of dollars and affecting dozens of victims. Focused on an array of white-collar wrongdoings, including money laundering, investment and stock scams, conmen crimes, embezzlements, briberies, employee-employer thefts, and bank frauds.

New York, Ny, Us

Represented publicly traded companies and individual defendants in securities and contractual disputes, including major pharmaceutical securities class action. Involved in all stages of litigation: complaint responses, discovery requests, expert reports, and dispositive briefs (motions to dismiss and motions for summary judgment); drafts of interrogatories, subpoenas, and responses; preparation of fact and expert witnesses for depositions; attendance and second chair of depositions; jury testing; construction of pre-trial order and writing of trial motions in limine; review of settlement agreements. Pro bono clemency petition to President Obama and successful Second Circuit federal appeal of twenty years’ mandatory minimum imprisonment imposed on client for marijuana charges. Managed teams of contract attorneys and supervised junior associates and professional staff.

New York, Ny, Us

Research assistant to Professor Robert J. Jackson, Jr., with focus on corporate political spending and executive compensation. Assisted in drafting law journal pieces and petition letter to the Securities and Exchange Commission on public companies’ political spending rules, corporate empty and hidden voting structures, and blockholders’ influence on companies.

New York, Ny, Us

Rotated through litigation, investment management, finance, and business transactions departments. Researched recent court rulings on directors and officers liability insurance, drafted memoranda on FINRA's jurisdiction over exotic structured products, and examined Dodd-Frank hedge fund registration conditions.

Washington, Dc, Us

Researched issues in drug trafficking and money laundering crimes. Drafted prosecution memorandum for indictment against rogue internet pharmacy conspirators; responded to homicide indictment suppression motion.

Jp

Taught English to 233 first year high school students in Japan. Created lesson plans.

Doctor Of Law (J.D.), Law

Bachelor’S Degree, International/Global Studies, Spanish

Cursos Hispanicos (Spanish Courses), Spanish Language And Literature

High School