Andrew Bugg Email & Phone Number

New York, Ny, Us

Minnetonka, Mn, Us

• Helping senior citizens live healthier lives through healthcare by finding solutions to fit their lifestyle • Make and answer calls to educate, solve problems, and prospect for new members• Perform presentations in public for awareness of Medicare/Medicaid benefits• Assisted in training of new representatives

New York, New York, Us

· Strong problem solving, analytical skills, and a sense of urgency. Settle and pair off thousands of Barclay’s/street trades daily . Balance and rectify any outages of shares and cash· Understands impact of processes/procedures carried out on daily basis and its relation to the business and risk· Communicates effectively verbally and in writing· Motivated, diligent learner that is able to work in a fast paced environment· Proficient in excel and ability to quickly learn internal & industry applications· Strong knowledge of Settlements, Broadridge BPS, Impact, and Excel .

Responsible for the reconciliation, validation, and reporting of all work that relates to the departments operations, clients and regulators. Monitor and insure all investments are settled in a timely manner in DTCC. Support trading desks with quality updates. Perform cross functional duties in the areas of operational administration, middle office, and client services. Anticipate issues that may adversely affect the operational support of the funds and taking action to reduce the risk of occurrences. Balancing cash sheets involving millions worth of assets. Provide knowledge and poise in a volatile high pressure environment.•Oversee successful deadline driven department reducing errors by 25%

New York, Ny, Us

Validated and submitted corporate actions announcements, inclusive of key dates and rates in various global markets. Inputted and/or instructed payment messages via Swift. Reconciled and resolved exceptions. Inclusive of position discrepancies, rate differences, income tracking errors, cash breaks, and suspense breaks. Monitored key dates to minimize risks. Obtained election responses and ensured instructions are solidified prior to election deadline. Sub-Custodian interaction. Identified any potential risk items and escalate to management for advice or resolution in a fast paced high pressure atmosphere. •Reduced irregularities by 30%. •Aided in reduction of client inquiries by 25%.

New York, Ny, Us

Involved in all aspects of tri-party trade processing business. Insured all trades settled in timely accurate manner. Resolved any trade discrepancies with immediate action. Constant communication with trading desks, compliance group, and contra-brokers. Identified and mitigated risk and tracked expirations of investments. Analyzed, reconciled, and distributed daily custody report displaying positions of cash, and shares. Verified internal and external collateral daily. Reconciled department’s cash register at end of day. Interacted with internal/external departments and DTCC.•Inspected account balances and liquidity, in partnership with traders, to ensure optimum balances were maintained. This reduced compliance department involvement by 65%. •Expanded nightly asset allocation format which saved time from the previous manual method that achieved 80% accuracy rate. •Conceived and developed daily “detail of trades” report which confirmed to the traders that their day’s work was complete reducing their follow up inquiries by 55%.•Achieved expert status in the department – recognized as “go-to” person for updates. •Exceeded 90% DTCC settlement success rate.