Andrew C. Greaves Ll.B (Hons), Ll.M, Fcis Email & Phone Number

Barbados

Barbados

Barbados

Bridgetown, Barbados

• Reviews contracts and gives legal advice • Protects Sagicor’s Intellectual Property Rights by liaising with external Counsel to register intellectual property rights, maintaining trademark register, and managing subsidiary user agreements• Promotes a strong culture of regulatory compliance by monitoring, advising on and recording regulatory changes in the corporate and securities area• Provides corporate secretarial services by attending board and committee meetings, maintaining… Show more • Reviews contracts and gives legal advice • Protects Sagicor’s Intellectual Property Rights by liaising with external Counsel to register intellectual property rights, maintaining trademark register, and managing subsidiary user agreements• Promotes a strong culture of regulatory compliance by monitoring, advising on and recording regulatory changes in the corporate and securities area• Provides corporate secretarial services by attending board and committee meetings, maintaining accurate corporate secretarial records, reviewing minutes, and ensuring that annual shareholder meetings are held • Assists with administration of the Code of Business Conduct and Ethics by assigning confidential reports for investigation, updating and monitor the updating of reporting system, and preparing reports on system usage • Conducts legal research and prepares preliminary opinions of Counsel • Corporate Secretary/Assistant Corporate Secretary to several companies within the Sagicor Group Show less

• Preparation/review of participant and other service agreements and contracts• Provision of legal advice to the Board, General Manager and middle management• Approval of participants for registration/licencing, and eligible securities for issuance• Application of risk management procedures in relation to settlement failures• Application of appropriate actions for non-compliance with rules, regulations and procedures• Updating of the rules and regulations of the Securities… Show more • Preparation/review of participant and other service agreements and contracts• Provision of legal advice to the Board, General Manager and middle management• Approval of participants for registration/licencing, and eligible securities for issuance• Application of risk management procedures in relation to settlement failures• Application of appropriate actions for non-compliance with rules, regulations and procedures• Updating of the rules and regulations of the Securities Commission• Preliminary approval of the rules and amendment to rules of the Self Regulatory Organisation • Provision of Corporate Secretarial Services and advise the Board of Commissioners and other sub-committees • Assists with the development of business/strategic plans and associated programmes• Liaise with the Stock Exchange, local, regional and international regulators, issuers, industry associations and media• Responsible for recommending the suspension and termination of market participants and de-listing of securities • Design and timely publication of the Commission’s Annual Report • Assist in the review of legal documentation (Prospectuses, Offering Circulars, Director’s Circulars etc) and the general regulation of domestic and cross-border takeovers and mergers of public companies Show less

Bridgetown, Barbados

• Review of the Anti-Money Laundering and Counter Financing Terrorism policies of financial institutions to ensure compliance with Barbados’ law and advise institutions as to adequacy and ways to improve.• Supervision of Junior Analysts and other subordinate staff. • Coordinating and providing training to Financial Institutions on AML/CFT issues. • Preparation and filing of Court documents• Court appearances on behalf of the AML Authority. • Analysis of suspicious… Show more • Review of the Anti-Money Laundering and Counter Financing Terrorism policies of financial institutions to ensure compliance with Barbados’ law and advise institutions as to adequacy and ways to improve.• Supervision of Junior Analysts and other subordinate staff. • Coordinating and providing training to Financial Institutions on AML/CFT issues. • Preparation and filing of Court documents• Court appearances on behalf of the AML Authority. • Analysis of suspicious transaction reports (STRs) from financial institutions. • Conduct of financial investigations as necessary. • Conduct AML/CFT training at Financial Institutions in Barbados as required.• Interpretation and application of Money Laundering and Anti-Terrorism Legislation (new legislation at the time of joining the department) • Assist the Director in the running of the Office. Show less

Bridgetown, Barbados

Civil Advisory and Litigation Government of Barbados

Fellow, Corporate Secretarial And Corpoarte Governance

General Corporate Secretarial Studies

Master Of Laws (Llm), Corporate And Commercial Law

Legal Education Certificate, Law

Bachelor Of Laws (Llb), Law, Honours