Andrew Macinnes Email & Phone Number

Short Hills, Nj, Us

* Provide advisory services to companies, investors, policymakers, and marketplaces* Tailor bespoke transactional services for buyers and sellers of securities and businesses* Experience in many sectors and geographies with recent initiatives in sustainable aviation fuel, HR software, online travel apps, healthcare IT, and e-commerce marketplaces* Strong background in securities regulation, compliance, transaction and institutional risk management* Curious about the intersection of government policies and public and private capital markets, equity market structure and liquidity, corporate listing venue ecosystems and their sustainability* Advocate for policies and strategies making capital markets more effective and transitioning to a sustainable economy

Chaoyang District, Beijing, Cn

* Developed strategic plan for the founder of a leading Chinese investment banking boutique and venture capital fund serving Chinese “new economy” companies, entrepreneurs, and investors targeting anticipated large IPOs listings in the US from China as well as potential cross-border M&A opportunities for US and Chinese VC-backed tech companies

Short Hills, Nj, Us

* Founded Broker-Dealer and Alternative Trading System (ATS) – BrilLliquid LLC (CRD #167567, SEC # 8-69267) with mission to create liquidity for less liquid public and private companies primarily through registered direct placements from insiders, other stakeholders, and companies* Led all aspects of compliance and registration process for startup FINRA and SEC licensed broker-dealer and ATS focused on creating liquidity for less-liquid public and private companies* Manage the broker-dealer’s SEC reporting and filing requirements (including electronic filings via EDGAR), FINRA filings, and operation of BrilLiquid ATS in the Cloud using Amazon Web Services (AWS)* Used Agile framework to develop technology stack, financial database, online trading portal on AWS* Identified and contacted 50+ active investment managers willing to hold large blocks of US-listed companies including state pension, sovereign wealth funds (SWFs) and large/concentrated portfolio managers* Developed a variety of Monte Carlo simulation analyses to support investors purchasing blocks of stock at discounts to prevailing market

* Named executive officer of Nasdaq-listed public company (2012 Revenue: $158 million (+43%))* Developed investor relations program and relationships with strategic partners, * Responsible for FP&A, working with CEO, CFO, and financial consultants to prepare annual reports and quarterly SEC filings

New York, Ny, Us

New York, Ny, Us

Toronto, On, Ca

Toronto, On, Ca

Toronto, On, Ca

New York, Ny, Us

* Initially worked in the firm’s quant research group advising companies on debt issuance and liability management strategies before joining the equity capital markets group

Bsc (Econ) Hons, Monetary Economics

A-Levels: Economics, French, Mathematics, Further Mathematics

Certificate, Sustainable Business Strategy