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Andrew Mckessock is listed as Director of Investment Compliance at Galliard Capital Management | Portfolio Compliance |Compliance Reporting | Trade Compliance & Live Trade Monitoring | Risk Management at Galliard Capital Management, a company with 99 employees, based in Greater Minneapolis-St. Paul Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Andrew Mckessock.
Andrew Mckessock previously worked as Director of Investment Compliance at Galliard Capital Management and Senior Associate Compliance at Galliard Capital Management. Andrew Mckessock holds Bachelor Of Arts - Ba, Psychology from University Of Minnesota.
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✓ Over 15 years of compliance experience in Fortune 500 and mid-sized financial institutions/investment management firms.✓ Leadership of live trading platforming monitoring, investment compliance, and pre-trade compliance.✓ Management of operational compliance teams leading large programs to drive business advancement.Authentic leader and analytical strategist effective at guiding the evolvement of business operations to ensure operational due diligence, fair risk management strategies, and investment compliance for stable value management trades. Recognized for leading strategically with expertise in navigating complex regulations and implementing tactical programs that minimize business risk.INVESTMENT COMPLIANCESolid track record in major financial institutions with a drive for excellence in compliance systems management delivering tangible results and industry-leading standards. Adept in risk mitigation, trade compliance, and aligning regulatory requirements with business objectives.LEADERSHIPStrategic partner positioned on the Senior Investment Committee and ESG Working Group leading strategic and forward-thinking initiatives to further enterprise growth. Effective at fostering a culture of development and accountability, committed to mentoring teams and shaping future leaders in financial compliance.Key Skills:- Investment Compliance Oversight- Portfolio Compliance Monitoring- Risk Management Strategies- Operational Due Diligence- Regulatory Compliance and Reporting- Process Improvement- Client and Stakeholder Engagement- Team Leadership and Development
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Greater Minneapolis-St. Paul Area
Promoted from Associate Director of Investment Compliance (2018 – 2020) to Director of Investment Compliance.Accountable for leading a team overseeing investment compliance and monitoring of stable value management trades. Direct pre-trade compliance activities including account setup, rule coding, complex testing, alert resolution, and management of.
Greater Minneapolis-St. Paul Area
Oversaw a multifaceted role within the investment management firm, responsible for ensuring the firm's adherence to the complex regulatory framework. Maintained a deep understanding of financial regulations, strong attention to detail, and the ability to communicate effectively with both internal teams and external bodies to minimize business risk.
Greater Minneapolis-St. Paul Area
Held a critical role in the oversight and execution of tender and exchange offers, ensuring strict compliance with regulatory standards. Specialized in managing both foreign and domestic voluntary and mandatory offers across equity and fixed-income securities for a diverse client base that included retail and institutional stakeholders.Coordinated closely.
Minneapolis, Minnesota, United States
Oversaw execution of solicited and unsolicited investment orders in treasuries, corporate bonds, callable and bullet agencies, municipal bonds, Variable Rate Demand Notes, and CDs. Compiled financial analysis based on customers’ portfolio needs, providing comprehensive investment recommendations.Obtained a strong understanding of the Anti-Money Laundering.
Other employees you can reach at galliard.com. View company contacts for 99 employees →
Pete Schmit, Cfa, Caia
Colleague at Galliard Capital ManagementMinneapolis, Minnesota, United States, United States
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Sanhakorn Rattanacheeworn
Colleague at Galliard Capital ManagementMinneapolis, Minnesota, United States, United States
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Whitney O'Neil
Colleague at Galliard Capital ManagementEllsworth Town, Wisconsin, United States, United States
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Steve Patterson
Colleague at Galliard Capital ManagementMinneapolis, Minnesota, United States, United States
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Joseph Ostrowski, Phd
Colleague at Galliard Capital ManagementHutchinson, Minnesota, United States, United States
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Shahara Brown
Colleague at Galliard Capital ManagementStockbridge, Georgia, United States, United States
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Steve Moen
Colleague at Galliard Capital ManagementGreater Minneapolis-St. Paul Area, United States
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Michelle Boss
Colleague at Galliard Capital ManagementElk River, Minnesota, United States, United States
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Christopher Smith
Colleague at Galliard Capital ManagementSt Paul, Minnesota, United States, United States
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Michael Amundsen
Colleague at Galliard Capital ManagementGreater Minneapolis-St. Paul Area, United States
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Andrew Mckessock works for Galliard Capital Management.
Andrew Mckessock is listed as Director of Investment Compliance at Galliard Capital Management | Portfolio Compliance |Compliance Reporting | Trade Compliance & Live Trade Monitoring | Risk Management at Galliard Capital Management.
Andrew Mckessock is based in Greater Minneapolis-St. Paul Area, United States, United States while working with Galliard Capital Management.
Andrew Mckessock has worked for Galliard Capital Management, Rbc Capital Markets, and Wells Fargo.
Andrew Mckessock's colleagues at Galliard Capital Management include Pete Schmit, Cfa, Caia, Sanhakorn Rattanacheeworn, Whitney O'Neil, Steve Patterson, and Joseph Ostrowski, Phd.
You can use AeroLeads to view verified contact signals for Andrew Mckessock at Galliard Capital Management, including work email, phone, and LinkedIn data when available.
Andrew Mckessock holds Bachelor Of Arts - Ba, Psychology from University Of Minnesota.
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