Andrew Stolowitz Email & Phone Number

New York, NY, US

Responsible for FINRA, SEC, and ERISA compliance oversight pertaining to communications with financial professionals, institutional and retail investors. Review and advise on marketing material for BlackRock’s brand, capabilities and product platforms for various channels, including Defined Contribution, Hedge Funds, Institutional Client Businesses, Real.

Oakland, CA, US

Worked as a business attorney working with smaller emerging companies as well as larger companies in various industries, including internet and technology, green business and professional services companies. I provided legal advice and practical solutions to clients in areas including entity selection and formation, debt and venture capital financing, M&A.

New York, NY, US

• My team executed regulatory review and approval of ETF and mutual fund communications with the public for compliance with FINRA and SEC regulations.
• Communications include sales presentations, advertising, marketing, web, social media, educational materials, and public relations.
• Risk and compliance solutions for digital content and social media.

Served as a contract/in-house attorney assisting and advising on various commercial and corporate matters, including entity formation, business counseling, compliance, M&A, contracts, corporate governance, securities offerings, and real estate.Worked on assignments led by companies and law firms such as Perkins Coie LLP, Latham & Watkins LLP, and Suntech.

• My practice focused on the representation of venture-backed, emerging start-up and early-stage companies, with an emphasis on private securities offerings, publicly-traded micro-capitalization companies, mergers and.
• Advising clients on debt and equity financings.
• Assisting clients with federal and state securities reporting compliance.
• Serving as lead associate and/or primary day-to-day contact on the formation and operation of private funds, and on debt and equity financings, including convertible debenture, bridge, preferred and common stock.

The firm focuses on personal injury and medical malpractice cases. I prepared litigation documents and represented clients in court per Rule 9 status, composed demand letters for settlement purposes, and attended and summarized depositions.

Washington, DC, US

The Federal Trade Commission is a federal agency which pursues law enforcement and advances consumer interests by sharing its expertise with local, federal and international government agencies.I conducted investigations and provided outreach services on consumer protection and competition matters, including representing consumer interests in court.

I assisted solo-practitioner criminal defense attorney with client intake and outside research

Ll.M, Taxation

Doctor Of Law (J.D.), Law

B.A., Economics, Political Science, Communications

H.S. Diploma