Andrew Stolowitz Email & Phone Number

New York, Ny, Us

Responsible for FINRA, SEC, and ERISA compliance oversight pertaining to communications with financial professionals, institutional and retail investors. Review and advise on marketing material for BlackRock’s brand, capabilities and product platforms for various channels, including Defined Contribution, Hedge Funds, Institutional Client Businesses, Real Assets, Securities Lending and Global Marketing & Communications. Provide regulatory support for a range of Digital Marketing initiatives, the BlackRock website and various social media platforms. Partner with business groups on planned marketing projects and product launches, providing guidance on applicable regulatory considerations.

Oakland, Ca, Us

Worked as a business attorney working with smaller emerging companies as well as larger companies in various industries, including internet and technology, green business and professional services companies. I provided legal advice and practical solutions to clients in areas including entity selection and formation, debt and venture capital financing, M&A, asset sale transactions, employment, corporate governance, securities, and general corporate matters. Specialties: - Entity Selection and Formation - Corporate Governance - Venture Capital Financings - Mergers and Acquisitions - Asset Purchase and Sale Transactions - Employment Contracts - Securities and General Corporate Law

New York, Ny, Us

My team executed regulatory review and approval of ETF and mutual fund communications with the public for compliance with FINRA and SEC regulations.• Communications include sales presentations, advertising, marketing, web, social media, educational materials, and public relations. • Risk and compliance solutions for digital content and social media.

Served as a contract/in-house attorney assisting and advising on various commercial and corporate matters, including entity formation, business counseling, compliance, M&A, contracts, corporate governance, securities offerings, and real estate.Worked on assignments led by companies and law firms such as Perkins Coie LLP, Latham & Watkins LLP, and Suntech America.

My practice focused on the representation of venture-backed, emerging start-up and early-stage companies, with an emphasis on private securities offerings, publicly-traded micro-capitalization companies, mergers and acquisitions, corporate formation and corporate governance. I did ’34 Act compliance work, managed share exchanges and filings for publicly held companies, rendered opinions regarding various financings and acquisitions, and advised businesses on entity governance and fiduciary standards, commercial contracts, executive employment agreements and intellectual property transfers. Additionally, I advised on structuring purchase and sale of assets transactions, identifying and securing financing for initial public offerings, completing various technology transfers and licensing agreements, effecting acquisitions through share exchanges and arranging and closing various private placements throughout the country. I represented clients from a wide variety of industries, including medical and pharmaceutical products, alternative energy, environmental products and services, security technology, alternative power, charter aviation, internet domain and network construction, and plastics recycling. Among my responsibilities were:• Advising clients on debt and equity financings.• Assisting clients with federal and state securities reporting compliance.• Serving as lead associate and/or primary day-to-day contact on the formation and operation of private funds, and on debt and equity financings, including convertible debenture, bridge, preferred and common stock private placements, and private investment in public equity (PIPE). *Preparing and reviewing SEC public company disclosures and filings.

The firm focuses on personal injury and medical malpractice cases. I prepared litigation documents and represented clients in court per Rule 9 status, composed demand letters for settlement purposes, and attended and summarized depositions.

Washington, Dc, Us

The Federal Trade Commission is a federal agency which pursues law enforcement and advances consumer interests by sharing its expertise with local, federal and international government agencies.I conducted investigations and provided outreach services on consumer protection and competition matters, including representing consumer interests in court proceedings. I was the lead extern on the review of proposed acquisitions of gaming companies and was responsible for providing evaluations and recommendations to FTC attorneys. I also interviewed consumers and managed the collection of evidence as part of an international investigation of consumer fraud, leading to civil and criminal action taken against several companies.

I assisted solo-practitioner criminal defense attorney with client intake and outside research

Ll.M, Taxation

Doctor Of Law (J.D.), Law

B.A., Economics, Political Science, Communications

H.S. Diploma