Andrew Roy Email & Phone Number

Mississauga, ON, CA

Toronto, ON, CA

Changing the face of alternative lending by leading the ongoing design and operation of a robust, forward-looking regulatory compliance management (RCM) program in a entrepreneurial, growing, dynamic bank.Successes and continued leadership include being co-chair of the Data Governance working group; Internal Audit secondment; liaising with FCAC supervisor.

Toronto, ON, CA

Reporting to the Chief Compliance Officer (CCO) by providing compliance oversight of the business lines of the company and being an advisor to the business, interpreting the impact of regulatory requirements and communicating regulations set forth by the relevant financial services regulators to the business.Assisting the CCO with Board and management.

I had accomplished all I could at Assurant so I revisited consulting.Digital and Online MarketingDeveloped and executed strategy for a digital marketing campaign using Facebook, Twitter, and LinkedIn to promote a remote retreat project for the client. The campaign proved successful, and the retreat is expected to proceed as planned this summer.Advertising.

Atlanta, Georgia, US

This promotion had me continue with my previous role while gaining a macro-level view of Regulatory Compliance Management (RCM) and Anti-Money Laundering (AML) within the company, while also becoming a subject matter expert (SME). RCMWhile still performing my previous role's RCM responsibilities, I also implemented process improvements for tracking and.

Atlanta, Georgia, US

Hired for my Legislative Compliance Management (LCM), and AML experience, I took ownership of each. LCMTracked regulatory risk by subscribing to and following law firms, regulators, and industry associations, and then informed on these legislative and regulatory developments to internal stakeholders through an email.Maintained knowledge of applicable.

Toronto, ON, CA

Hired into the Compliance department because of my Records and Information Management (RIM) experience, I became responsible for LCM immediately, then AML later on.LCMTracked legislative and regulatory developments.My steep learning curve for computer applications and systems helped me become a resident expert on the LCM database, so I prepared quarterly.

Toronto, ON, CA

Compiled expense information while processing invoices. In addition, more than doubled the overnight courier invoices project goal by reconciling 54% of the enterprise's outstanding invoices.

New York, NY, US

Created business process improvements to customer service workflows by leading the team responsible for imaging policies then writing training manuals for new staff. As Business Unit Compliance Officer, led the Steering Committee project by writing the Canadian Records and Information Management Policy and Guidelines. In addition, I set the Facilities.

New York, NY, US

Built business process improvements by automating the purchase of office supplies (e.g., stationery, photocopy paper and toner, and offsite storage). In addition, I negotiated 34% lower pricing on office supplies while maintaining the same level of customer service.

Brought in approximately $170,000 in tuition. In addition, I developed a comprehensive outline of the information technology education industry and competition to determine our competitive advantage.

Generated revenue by improving conversion rates for email leads to Program Advisor meetings from 4% to 18%.

Coordinated meet-and-greet events to help graduating students develop a professional network among companies seeking IT talent.

Produced over $1 million in tuition.