Experienced senior manager and compliance/risk professional. I have provided the compliance and risk input to management of large salesforces. I developed the risk and regulatory controls structure for a mortgage network. I have submitted the application for FSA Authorisation for a large mortgage advice network. I have owned T&C Schemes for over 2000 advisers I have managed a team of up to 35 individuals whose functions covered financial promotions approval, field monitoring visits, management of TCF and sales relationships with IFAs.Specialties: FSA Compliance Regulatory change within adviser sales forces (Mortgage/Protection/Investments)Risk management for small to medium size advice networks Liaison with senior sales and compliance management Compliance Audit Management consultancy
Listed skills include Risk Management, Compliance, Risk, and Mortgage.