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Andy Small Email & Phone Number

Senior Vice President and Chief Compliance Officer at RBC Wealth Management
Location: Greater Minneapolis-St. Paul Area, United States, United States 8 work roles 3 schools
1 work email found @rbc.com 3 phones found area 314 LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 3 phones

Work email a****@rbc.com
Direct phone (314) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
RBC Wealth Management
Role
Senior Vice President and Chief Compliance Officer
Location
Greater Minneapolis-St. Paul Area, United States, United States
Company size
8199 employees

Who is Andy Small? Overview

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Quick answer

Andy Small is listed as Senior Vice President and Chief Compliance Officer at RBC Wealth Management, a company with 8199 employees, based in Greater Minneapolis-St. Paul Area, United States, United States. AeroLeads shows a work email signal at rbc.com, phone signal with area code 314, and a matched LinkedIn profile for Andy Small.

Andy Small previously worked as Senior Vice President & Chief Compliance Officer at Rbc Wealth Management and General Counsel & Chief Compliance Officer at Craig-Hallum Capital Group. Andy Small holds Jd from Depaul University College Of Law.

Company email context

Email format at RBC Wealth Management

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{first}.{last}@rbc.com
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AeroLeads found 1 current-domain work email signal for Andy Small. Compare company email patterns before reaching out.

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Profile bio

About Andy Small

Andy Small is a Senior Vice President and Chief Compliance Officer at RBC Wealth Management. He possess expertise in securities, finra, risk management, financial services, mutual funds and 28 more skills.

Listed skills include Securities, Finra, Risk Management, Financial Services, and 29 others.

Current workplace

Andy Small's current company

Company context helps verify the profile and gives searchers a useful next step.

RBC Wealth Management
Rbc Wealth Management
Senior Vice President and Chief Compliance Officer
Saint Paul, MN, US
Website
rbcwealthmanagement.com
Employees
8199
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Company profile
View company profile Email format
8 roles · 37 years

Andy Small work experience

A career timeline built from the work history available for this profile.

Senior Vice President & Chief Compliance Officer

Current
Rbc Wealth Management

Toronto, Ontario, CA

Mar 2017 - Present

Chief Legal & Risk Officer

Scottrade

Saint Louis, MO, US

Aug 2003 - Nov 2014

Vp & Compliance Counsel

A.G. Edwards

US

Apr 1998 - Aug 2003

Senior Regional Enforcement Attorney

Finra (Formerly Nasd Regulation)
Aug 1996 - Apr 1998

Senior Enforcement Attorney

Cboe

Chicago, Illinois, US

Jan 1993 - Apr 1995

Lt

Us Navy Jagc
1989 - 1994 ~5 yrs
Team & coworkers

Colleagues at RBC Wealth Management

Other employees you can reach at rbcwealthmanagement.com. View company contacts for 8199 employees →

MS Mitchell Smith Mitchell Smith Colleague at Rbc Wealth Management Bellevue, Washington, United States, United States View → JC Jeffrey Crowl Jeffrey Crowl Colleague at Rbc Wealth Management St Paul, Minnesota, United States, United States View → DJ Daniel Jackson Daniel Jackson Colleague at Rbc Wealth Management Mankato, Minnesota, United States, United States View → SM Sydney Martinez Sydney Martinez Colleague at Rbc Wealth Management Greater Minneapolis-St. Paul Area, United States View → AB Andrew Bodick Andrew Bodick Colleague at Rbc Wealth Management Minneapolis, Minnesota, United States, United States View → KL Kim Lane Kim Lane Colleague at Rbc Wealth Management Burlington, North Carolina, United States, United States View → SS Saad Shekha, Cim®,Pfp® Saad Shekha, Cim®,Pfp® Colleague at Rbc Wealth Management Toronto, Ontario, Canada, Canada View → MP Mavis Phang Mavis Phang Colleague at Rbc Wealth Management Malaysia, Malaysia View → BD Benjamin Dees Cfp, Pfp Benjamin Dees Cfp, Pfp Colleague at Rbc Wealth Management Calgary, Alberta, Canada, Canada View → PP Philip Perchard Philip Perchard Colleague at Rbc Wealth Management England, United Kingdom, United Kingdom View →
3 education records

Andy Small education

Jd

Depaul University College Of Law

Bachelor Of Arts (B.A.)

Michigan State University

Education record

St Ignatius
FAQ

Frequently asked questions about Andy Small

Quick answers generated from the profile data available on this page.

What company does Andy Small work for?

Andy Small works for RBC Wealth Management.

What is Andy Small's role at RBC Wealth Management?

Andy Small is listed as Senior Vice President and Chief Compliance Officer at RBC Wealth Management.

What is Andy Small's email address?

AeroLeads has found 1 work email signal at @rbc.com for Andy Small at RBC Wealth Management.

What is Andy Small's phone number?

AeroLeads has found 3 phone signal(s) with area code 314 for Andy Small at RBC Wealth Management.

Where is Andy Small based?

Andy Small is based in Greater Minneapolis-St. Paul Area, United States, United States while working with RBC Wealth Management.

What companies has Andy Small worked for?

Andy Small has worked for Rbc Wealth Management, Craig-Hallum Capital Group, Scottrade, A.G. Edwards, and Finra (Formerly Nasd Regulation).

Who are Andy Small's colleagues at RBC Wealth Management?

Andy Small's colleagues at RBC Wealth Management include Mitchell Smith, Jeffrey Crowl, Daniel Jackson, Sydney Martinez, and Andrew Bodick.

How can I contact Andy Small?

You can use AeroLeads to view verified contact signals for Andy Small at RBC Wealth Management, including work email, phone, and LinkedIn data when available.

What schools did Andy Small attend?

Andy Small holds Jd from Depaul University College Of Law.

What skills is Andy Small known for?

Andy Small is listed with skills including Securities, Finra, Risk Management, Financial Services, Mutual Funds, Series 7, Equities, and Capital Markets.

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