Anisha Arora Email & Phone Number

New York, United States

Finance Operational Risk Management and Transformation Initiatives

New York, United States

Operational Risk - Corporate and Institutional Banking, Compliance and Finance

Greater New York City Area

Operational Risk - Corporate and Institutional Banking, and Compliance

Wealth Management - Operational Risk

Greater New York City Area

Responsibilities include:• Work collaboratively in a high performing team responsible for protecting the Firm against major operational risk events; partnering with the business units and support teams to maintain a consistent Firm wide perspective on operational risk• Support management plans to achieve the operational risk management goals of the business/ function such as ORI tracking and monitoring• Ongoing Risk Assessment & Reporting• Risk & Incident Root Cause Analysis and Remediation actions• Conduct incident deep-dives to ensure adherence to the Firm's ORI Policies and Procedures • Coordinate the New Product Approval (NPA) process for operational risk

• Report to the Vice President of Business Continuity Group and manage the recovery risk for Americas Operations (New York, Baltimore, Branches in Mexico, Canada and Brazil)• Identify, measure & mitigate risk to protect business and monitor outcomes for all areas of operation• Coordinate Work Area Disaster Recovery testing as well as required regulatory testing and industry-led initiatives with external entities• Track and respond to any Regulatory and Internal Audit deliverables • Contribute to deployment pipelines and management of our vendor relationships and their business resiliency plans• Liaise between Technology & Business Unit Heads, establish & reinforce operational procedures to facilitate any incidents impacting the critical business functions • Manage the Global Operations Transference Program for cross-regional business recovery including preparing metrics, tracking the testing platform and gap-analysis• Handle Global communications to the Senior Operations Management and Risk Community for various workstreams

•Interviewed, screened and provided career counseling to undergraduate and graduate students to suitably match them with internship opportunities•Acted as liaison between recruiters and potential interns and screen resumes before submission to recruiters•Created, updated and maintained reports on internship placements and open accounts•Maintained healthy relationships with clients ensuring their satisfaction with the program services

•Conducted research on equities and analyzed high net-worth client portfolios•Assisted and managed with marketing and finance related projects•Worked within various departments of branch (marketing, sales, and communications)

•Assisted in conducting research on equities and portfolio evaluation•Filed documents and prepared proposals for prospective clients•Performed various administrative duties such as preparing reports, data entry, etc.

•Implemented the projects and events with proper allocation of the budget•Collected collect compulsory signatures from other co-sponsoring organizations, verify the information presented in financial documents and compensate on behalf of the Treasurer in case of his/her absence •Consistently corresponded with a plethora of entities throughout the school, such as Student Life, Undergraduate Student Government and the Accounting Unit•Processed financial transactions in an appropriate manner such as purchase requisitions, payment vouchers, fliers, invoices, etc.

Master Of Business Administration - Mba, Finance, General, 3.87

Bba, Finance, Psychology, 3.87

Activities and Societies: Sigma Alpha Delta Honor Society