Analyst
Chennai, Tamil Nadu, India
• Identifying the GAP Analysis after complete Investigation of the client through the documents provided by the clients and also from external sources (CAOS, Mint Global, Google etc.) • EDD or SDD is attained by verifying the Customer Due diligence. • Investigation of client profile includes basic client details (registered Number, Status, Incorporation • Date, Registered Address, Nature of Business etc.) • Identifying the Ultimate Beneficial Owners (UBO’S) by drilling the ownership structure. • Identifying whether companies in the upward structure is incorporated in OFC’s (Offshore Financial Countries), bearer shares, Nominees etc. • Identifying the Controllers/Key Account Parties (CFO, COO, CEO, Chairman) who have the power of taking decision in Day-to-Day Operations. • Identifying the client’s Nature of Business by verifying in entity website. • Verifying the BAR Report for the client which will explicitly provide information about the client • payment details to their countries, Sanctioned countries details etc. • Identifying the client NOB/SOF (Source of Fund) by the rationale provided by RD. • The rationale includes the Company Background, Overall Annual Return, Geographic Location, reason for holding the Barclays Account and other Accounts, Typical Origin, Range, Means of Transfer, Payments Made, Means of Transfer, Annual Turnover at entity level going through the Barclays Account. • Identifying the payments made to other countries where Risk is high. • Identifying whether the client is trading with Sanctioned Countries. • Identifying any Adverse News, PEP (Political Exposed Persons) through the Screening. • Providing SME support the whole team.
