Anjali Nayar Email & Phone Number

Bengaluru, Ka, In

Bangalore Urban, Karnataka, India

Bengaluru, Karnataka, India

Conducting walkthrough and taking an understanding of the process.• Involved in the transition of a SOX compliance audit for a financial services company based in the United States.• Working with different business owners on implementation, execution, and compliance with entity level controls.• Identifying and analyzing control issues or changes in company process for potential implications.• Maintaining and quality reviews of key SOX documentation for example Risk and Control Matrices and process flowcharts, and liaising with the relevant responsible teams to ensure alignment.• Developing and maintaining strong rapport with key stakeholders within the business, including process and control owners, control performers and the functional leads.• Performing Quality Assurance reviews on Control self -attestations.• Effectively planning and Delivering of SOX cycle in line with Group Methodology.• Timely tracking of audit engagements/audit observations.• Support Business process & control owners about control design and remediation.• Support Business process & control owners in driving the culture of controls.• Identification of controls rationalization opportunities and implementation.• Identifying risk in a business process and highlighting to the management.• Suggesting process improvements wherever process/design gaps are identified.• Documenting Sarbanes Oxley testing results and/or findings, including the gathering and organizing of documentation or evidence collected• Supporting Identity and Access Administration functions for employees and contractor• Working with the SOX Manager, assist in the preparation of the annual SOX audit plan by location/function based on internal risk assessment processes• Reporting issues or deficiencies found during testingImplementing SOX/Privilege Access controls• Analyzing auditor or management reported issues and making a determination of SOX findings,