• Monitored and analyzed various information provided through detection systems, tools, reports, or manuallyevaluated, investigated and determined required actions.• Supported the collection of evidence and information to be used for multiple purposes including incidentreports/filings, loss prevention, litigation and criminal prosecution, management information and statistics, andprocess improvements.• Documented actions and information found throughout the investigation to develop and maintain account files.• Understood the financial crime management process, frameworks and techniques.• Gathered and formatted data into regular and ad-hoc reports, and dashboards.• Analyzed data and information to provide insights and recommendations.• Executed routine tasks such as service requests, transactions, queries etc. within relevant service level agreements.• Provided information and instructions to internal/external stakeholders related to incidents as necessary.

• Conducted research and investigations into suspicious transactions and customer activity to evaluate if a client presents a higher level of ML / TF, regulatory and reputational risk to the Bank.• Analyzed data and information to identify patterns, trends, and anomalies.• Identified and escalated potential AML risks to senior management.• Developed subject matter expertise on identifying AML risks of clients operating in certain high risk sectors.• Worked with stakeholders to ensure that all issues /reviews are escalated appropriately within defined timelines.• Provided recommendations for risk mitigation and remediation.• Developed and maintain case files, reports, and other documentation. • Understood financial services risk, compliance, and anti-money laundering.• Part of a team led by POD lead reviewing AML files for a major Canadian bank on an AML remediation project.

• Analyzed client-sensitive data and performed checks for variance detection using various data sources like SAP, SmartDesktop, etc.• Conducted thorough checks to detect any variances in the data, promptly addressing and reporting errors to the responsible teams for rectification. • Assisted in reconciling the revenue forecasts and other financial data.• Documented various processes relevant to the reconciliation process.

• Communicate with 70-plus customers daily.• Handle payments, maintain accounts, and be responsible for cash register transactions.• Handle customers and their concerns over calls, in person, and emails.• Manage inventory and perform customer service activities.• Resolve customers’ concerns about the order and other issues.

• Communicated with 50 plus customers on daily basis.• Handled payments and maintained accounts.• Managed inventory and performed customer service activities.• Resolved customers’ concerns pertaining to the order and other issues.

• Consulted internal controls and reviewed financial processes in accordance with professional standards of Internal Auditing for areas such as trade finance, SWIFT, and AML.• Performed timely execution of risk-based internal audits, analyzing the data, data sampling, and testing of transactions for adherence to regulatory guidelines for identification of gaps for international clients.• Recommended corrective action for identified gaps, observations, and areas of improvementto avoid regulatory penalty risk.• Conducted a pre-facto review of regulatory reporting prepared by clients to submit to banking regulators.• Prepared client reports and dashboards on data analytical tools such as Power BI.• Formulated and created scenarios for streamlining and automating audit processes.• Prepared presentations and proposal decks for business development.