Ankit Singhal Email & Phone Number

Dubai, United Arab Emirates

Bengaluru, Karnataka, India

Bangalore

Asia Pacific Compliance Focal• AP Regulatory Compliances broadly divided into (India & South Asia, Australia & New Zealand, ASEAN Countries and Korea) and reporting to AP CFO in Singapore.• Preparation of Consolidated Compliance Tracker (regulatory update and on-going issues).• Reporting the Corporate Compliance Community and other Senior Management regarding the operation and progress of compliance efforts.• Coordinating and scheduling required compliance training for employees. • Handling and reporting requirements related to anti-corruption, recently added GDPR Regulations and prudential norms.• Compliances pertaining to statutory bodies in Asia Pacific region like AUSTRAC/APRA (for Australia), Bank Negara Malaysia (BNM), the Department of Internal Affairs, New Zealand, FIU – Singapore and Philippines, Data Privacy Commission – Philippines, Financial Supervisory Committee – Korea. • Malaysia under- cover Compliance Officer for due-diligence and on-boarding of New Clients in terms of AML, KYC, PEP, Sanctions check, Denied Party List (DPL) and Initial Customer Due Diligence (ICDD) checking and preparing the Risk Report.Operations Leader• Adding to above is India & South Asia Operations Leader Role for IBM Global Financing Division and reporting to Country Head of the Division.• Key Highlights are: Roll out GST, Digitally singed invoices, Roll out BOX, reducing AR Collection TAT, Signature experience to stakeholders.Awards• Asia Pacific Best Manager Award in 2018 from IBM.• Eminence and Excellence Cash Award – 2019 for demonstrating IBM practice: Restlessly reinvent Our Company and Ourselves for leading the way in learning.• GM – Thanks Award – 2019 for being the best of IBM’s Manager to constantly coach and motivate the team.

Bengaluru, Karnataka, India

• Leading, planning, advising and managing all aspects of the business structuring along with Corporate Secretarial and compliance tasks pertaining to an NBFC. Dealing with regulators like RBI and ROC.• Rolled out comprehensive Corporate Governance structure including drafting of Committees Charter, Policies etc.

New Delhi Area, India

Compliance • Appointed as ‘Compliance Officer’ to handle the matters including employee related investigations under Whistle Blower Policy of the Company.• Designated as ‘Chief Insurance Executive (CIE)’ for the purpose of Compliances under the Insurance and Regulatory Development Authority since December 2013.• Oversight of Ombudsperson network, Compliance Committee and led the Compliance function by preparing plan, gaps assessment, aligning policies, doing root cause analysis of default and taking corrective measures as per Mitsui Framework.• Liaising and oversight the compliances pertaining to Economic & Labour Laws and involved interaction with RBI and MCA. Also prepared and presented the Consolidated Compliance Tracker in Board meeting and Compliance Committee;• Training and education on various Compliance topics.Legal • Acted as a General Counsel for CEO and provide legal support;• Support business growth by partnering with business General Managers;• Work closely with GMs to mitigate compliance risk exposures in Know Your Customer, Anti-Money Laundering and Privacy/Data Security related laws and local regulatory requirements, and any other emerging risk areas and related laws/policies;• Manage and process Global Category Management contract negotiation support requests.• Contract negotiation and finalization support.• Contract analysis and contract review to identify legal risks.• Develop appropriate strategies and manage outside counsel in significant litigation, arbitrations and dispute resolutions across BAF business;Company Secretarial• Organizing, preparing agendas for, and taking minutes of Compliance Committee, CSR Committee, Nomination Committee, Audit Committee, Board meetings and Annual General meetings (AGMs);• Private Placement of INR 1500 million, RBI approval, Cross border transactions, Public Notice• Maintaining statutory books, including registers of members, directors and secretaries;

Delhi

• Independently overall ensuring statutory compliances of group closely held Companies including Jindal Drilling & Industries Limited and advising on various FEMA/ RBI compliance issues with respect to JINDAL’s foreign subsidiaries in Singapore.• Successful completion of Legal & Secretarial Due Diligence for preferential allotment of equity of the Company to Citigroup.• Independently ensuring all secretarial work relating to two Singapore based JV Companies.

Delhi

All Corporate Secretarial & Corporate Governance matters, Litigation & Legal support, Drafting of Consultancy Agreements, Vendor Contracts, Expert Agreements, Amendatory Agreements, Leave and License Agreements, Lease Deed, Non-Disclosure Agreements, Agreement to sale, Format for Certification etc.

Gurgaon

• Assisted in handling all corporate secretarial functions, compliances applicable to a Foreign Company, drafting of annual reports, notices, Directors’ Report, Agenda, Minutes, Circular Resolutions, Convening the Meeting, updation and maintenance of Statutory Registers and Liaisoning with the regulatory bodies like Ministry of Corporate Affairs, RBI, CLB etc. • Assisted in handling legal audits of the bottling Plants and Offices across 68 locations in India.