Anmol Maini Email & Phone Number

New Delhi, Dl, In

Gurugram, Haryana, India

● Responsible for doing end to end Global customer due diligence for corporate clients.● Worked upon different entities like Holding companies, General Partnership, Trusts & other foreign entities as per different jurisdictions & their regulations.● Worked upon Globally recognised systems like 360, Intapp, Accuity, Power app tools.● Performing CDD & EDD of assigned accounts to assess potential suspicious activities on the account, Such as money laundering and fraud along with the completion of KYC procedures.● Reviewing & Investigation AML/CTF alerts along with preparing investigation reports and strategic escalations and reviews.● Identifying & listing-down Politically Exposed Persons (PEP), high net worth individuals and entities/companies.● Finding and updating hierarchy on counterparty repository as stand alone, parent or global ultimate parent through extensive research.

Gurugram, Haryana, India

● Responsible for doing Global ongoing due diligence for corporate clients.● Performed Onboarding and Renewals for APAC region corporate clients.● In charge for performing event driven and periodic driven review of customers basis on their risk score & rating.● Accountable for doing AML screening checks, risk assessments, due diligence based on different countries jurisdictions.● Oversee Ongoing Due-Diligence & AML checks for Medium, High and Very high-risk complex entities.

Gurugram, Haryana, India

● Promoted to Senior Analyst in third party due diligence in NatWest Group.● Responsible for doing end to end review of individuals and entities associated with thebank.● Performs Sanctions, PEP’s and adverse media screening on Equifax, world check.● Investigation of high-risk clients-including politically exposed persons andobtaining all necessary documentation to complete the client file.● Investigationof SAR Reports and IMLSR while identifying & verifying the customer.● Critical analysis involved in identifying and verifying customer through enhanceddue diligence (EDD) procedures and other TDD modules.● Performing client screening against PEPs and Sanctions list.● Performing event driven review and periodic review of customers.● Performing CDD, EDD, SDD and other important TDD modules likes Adverse presscheck, license and registration, Site due diligence and many more.● Performing identification and verification of beneficial owners and significant controllers according to the risk appetite of the customer.

Delhi, India

● Worked upon different entities like Pvt Ltd Companies, Sole trader, Partnership,Clubs & Societies, Charities, Trust, and other un-incorporated bodies as per UK regulations.● Worked upon Globally recognized systems like Image & Workflow, HOOYU,Equifax, Back office, Act- one, Companies House, and Charity commission.● Managed and coordinate action plans for daily operations, established workpriorities and ensured all cases are handled effectively: Meeting productivity alongwith quality goals.● Workedonscreening prospective clients and performed customer due diligence.● Solely Handling complex entities like TRUST, CIO/SCIO.● PerformedInternal QC forthe whole department to establish quality scores.● Conducted knowledge driven sessions for team member and new joiners,explaining the concepts of complex entities on how to perform operationseffectively and efficiently. Also conducted workshopsfor new joiners.● Given shadowing sessions to VPs and AVPs along with few higher managementleaders of CDD Department.

Gurugram, Haryana, India

● Worked under a Google youtube process as an Advisor. ● Audited various channels and their videos on the Youtube partner program (YPP).● Audited various types of videos such as Creator, Commentary, Promotional, Compilation, or Collection. ● Approved Youtube accounts for further monetization process.● Managed and Executed daily targets of my team while chasing deadlines. ● Assisted co-workers of my department in auditing various youtube accounts.

Delhi, India

New Delhi, Delhi, India

● Worked as a management trainee in SMC GLOBAL SECURITIES LTD.● Trained under a Foreign exchange consultancy department for business development.● Dealt with different exporters and importers and assisted them with the company’s services.● Handled database of different company profiles by demonstrating techniques like data mining and data interpretation.● Rewarded an exclusive appreciation letter for fulfilling my commitments and to live up to their expectation with efficiency and effectiveness.

Post Graduate Diploma In Banking & Financial Services, Banking & Financial Services

Bcom Honours, Business/Commerce, General, 82%

Activities and Societies: ROTARACT CLUB, ANUGOONJ