Anna Devito Email & Phone Number

New York, Ny, Us

New York, Ny, Us

New York, Ny, Us

•Ensured timely and accurate notice of trading changes by reviewing information circulars. •Prepared notices to be published on company's website pertaining to upcoming corporate actions such as suspensions, corporate mergers, stock splits, tender offers, new listings, IPO’s etc. •File appropriate SEC filings to delist companies which have fallen below required listing criteria.• Built client relationships with NYSE listed companies which ensured appropriate NYSE rules and requirements were followed.• Administered corporate action events by coordinating with listed companies and providing information to the financial community regarding mergers, tender offers, redemptions, etc.• Certified securities with the SEC so that the issue may list on the Exchange; composed circular and publicized to market data sites.• Reviewed for accuracy and inputted listed company dividend information to be publicized on market data site.• Ruled on routine and non-routine matters with regard to listed company proxy proposals so that brokers representing shareholders at annual meetings know when to use their discretion to vote on behalf of shareholders. •Reserve ticker symbols for IPO's, Carve-outs, Derivatives, Transfer's (NASDAQ) and Spin-offs, for all Domestic and International Companies.