Review and negotiate legal contracts and documents, provide legal advice and support to the client facing teams in US & Canada, research various regulatory issues (Advisers Act, SEC rules, 40 Act, ERISA etc.), maintain corporate governance for the firm’s broker dealer entity Wellington Funds Distributor.

Respond to questions related to UCITS funds, commingled pools and Wellington fixed income products. Worked with experts across the firm to enhance consistency and efficiency of client deliverables. Wrote content for multiple fixed income products and ensured compliance with marketing rules.

Covered Multi-Asset Allocation Return, Risk Parity & Total Return StrategiesResponded to Requests for Proposal (RFP), Requests for Information (RFI) and consultant databasesReviewed content to make sure they are in compliance with securities laws and regulationsUpdated responses in the Qvidian library and eVestmentCollaborated with other internal business units during the sales process and identified new business requirements using SalesforceMaintained and updated responses in institutional databases by working with consultants

Fiduciary Trust International is a subsidiary of Franklin Templeton Investments. Communicated with external clients and interacted daily with internal departments to resolve issues including account changes, transfer of assets, investment guideline issues, fee questions, contract negotiations and IMA questions Managed the opening, maintaining and termination of client accounts

Worked in a boutique investment advisory firm supporting different areas of the firm (client reports, client service, marketing, compliance, account reconciliation). Clients included high net worth families and individuals, endowments and foundations.

Contract management Worked with relationship managers, legal and compliance teams to resolve compliance issues during client onboarding, contract negotiation, and termination

From 2008-2011, I worked as a legal secretary in Asquith & Mahoney, LLP in Providence Rhode Island, and Lincoln Law Group, PC in Boston MA.