Analyzed financial data and credit reports to determine loan eligibility with confidence. Negotiated loan terms to meet borrower needs and optimize investor's risk profile. Prepared airtight loan applications for smooth underwriting approval. Communicated effectively with borrowers and stakeholders to ensure timely document completion. Organized and archived loan applications and documents with meticulous precision. Ensured compliance with all relevant laws and regulations, safeguarding both borrower and investor. Provided expert guidance and support to borrowers throughout the loan process. continuously learned about industry trends and regulatory changes to offer cutting-edge solutions.

Developed and programmed e-learning modules on federal and state environmental regulations on hazardous waste, hazardous materials transportation, and chemical safety. Peer reviewed consultant work products for regulatory accuracy and conformance to company standards. Tracked, summarized, and reported regulatory updates for consultants and clients. Advised customers on regulatory training requirements. Maintained customer profile, training, testing, and certification database. Provided technical support to consultants and customers for webcast events. Responded to client questions/concerns via phone, email, and live chat.

Conducted enterprise risk assessments as part of annual audit plan development. Ensured audits met professional auditing standards, guidelines, and best practices. Developed and implemented and/or oversaw the implementation of audit work programs and evaluation of audit evidence. Reviewed and/or oversaw the review of applicable laws, regulations, procedures, documents, controls, and other criteria. Prepared and/or reviewed audit working papers to document work performed and evidence gathered to satisfy audit procedures. Evaluated agency compliance with policies, laws, rules, and regulations. Assessed the adequacy of controls intended to safeguard assets. Provide mentoring and guidance to less experienced auditors/interns. Prepared, reviewed and edited working papers and reports to assure that they are clear, concise and contain the elements required by standards. Communicated emerging issues, potential risks and audit results to key stakeholders, both verbally and in writing. Communicated audit and non-audit activities verbally and in writing.

Developed and implemented risk-based IT audit strategy for the organization. Planned specific audits to ensure that IT and business systems were protected and controlled. Lead as Project Manager during IT audits ensuring the audit met professional and IT standards, guidelines, and best practices. Communicated emerging IT issues, potential risks and audit results to key stakeholders. Evaluated the effectiveness of IT governance structure to ensure IT supports agency strategies and objectives. Evaluated the business case for proposed systems development or acquisition to ensure it met business goals. Evaluated service level management practices to ensure the level of service from internal and external service providers were defined and effectively managed. Evaluated design, implementation and monitoring of logical access controls to ensure confidentiality, integrity, availability, and authorized use of information assets. Evaluated business continuity planning processes to provide assurance in the event of disruption, the processes ensured timely resumption of IT services while minimizing business impact. Lead IT-related advisory services such as the IT Work Group and the IT Steering Committee.

Performed advanced auditing work with responsibility for completing assigned portions of the annual audit plan. Work involved planning, scheduling, coordinating, and reporting results of audits of agency functions and records; determining whether established agency goals, procedures and objectives were accomplished; evaluating agency compliance with policies, laws, rules, and regulations; assessing the adequacy of controls intended to safeguard assets; and determining whether agency resources were being used efficiently and effectively.

Responsible for the upload and reconciliation of inventory movement and sales data for national and international music distributors. Reconciled general ledger sales accounts of approximately $4.5 million per month. Analyzed sub-distributor sales and expenses for royalty calculation purposes. Examined cost data and stock status to determine monthly value of obsolete inventory. Prepared ad hoc reports for VP of Finance and Director of Accounting. Assisted contractor during implementation of the Lawson ERP Finance and Procurement System.

Conducted batch audits of toll way transactions to reconcile traffic to cash, cash equivalents and violations.Determined cause of variances outside of accepted tolerance levels.Generated reports of audit results.Assisted in training new auditors.

Executed and supervised planning, fieldwork and reporting phases of external audit engagements in accordance with GAGAS standards.Planned audit work and assigned staff; developed audit budgets; coordinated and oversaw completion of tasks.Performed fieldwork, documented results in working papers.Developed findings and calculated amounts of underpayments of fees, as applicable.Conducted exit conferences to communicate results to facility management.Coordinated with agency attorneys to determine penalties/fines.

Performed operational audits/internal control reviews of State Hospitals, State Schools, and State-Operated Community Centers. Conducted pre-audit research and developed audit programs. Developed audit findings, conclusions, and recommendations supported by facts and sufficient evidential material. Developed Internal Control Self-Assessment Tool, based on the COSO model, and led implementation team. Assisted auditees in implementing audit recommendations. Researched applicable laws, regulations, and interpretations of policies and procedures. Directed, counseled, and instructed newer auditors to facilitate the completion of audit assignments.