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Anthony J. is listed as Head Marketing Compliance at Partners Group, a with 1573 employees, based in United States. AeroLeads shows a matched LinkedIn profile for Anthony J..
Anthony J. previously worked as Compliance Officer at Partners Group and Transfers Administrator at Td Waterhouse.
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Compliance manager, UK law graduate
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Denver, Colorado, United States
Heading the Marketing Material Review effort, leading a global team spread between Asia and the US.Responsible for ensuring compliance with US (FINRA, SEC), EU (ESMA), UK (FCA), and APAC regulatory marketing requirements.Currently reviewing >7,000 customized marketing materials per annum.
Singapore
Pioneered the Singapore office's compliance team in 2011. Lead a sub-team responsible for reviewing marketing material in Asia and Europe.Selected to lead the compliance team in Guernsey, for three months, and successfully completed the CDD project, which involved a submission to the Guernsey Financial Services Commission, ahead of schedule.Responsbile for transaction monitoring, producing weekly compliance reports, and ensuring compliance regulatory compliance.
Liaised with external brokers regarding the trade and settlement of unit trusts.
Based in Norway, I assisted a major US Law firm on a high-profile intellectual property litigation case.
Managed my own private client, family, and immigration files.
Other employees you can reach at partnersgroup.com. View company contacts for 1573 employees →
Vincenz Rentsch
Colleague at Partners GroupZurich, Switzerland
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Aisha Al Saeed
Colleague at Partners GroupKuwait City, Al Asimah, Kuwait
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Naomi Meertens
Colleague at Partners GroupZurich, Switzerland
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Ashpenn Dolendo
Colleague at Partners GroupSingapore
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Sabina Sun, Ca
Colleague at Partners GroupSingapore
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Brett Herbers, Ctp
Colleague at Partners GroupDenver, Colorado, United States
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Paulína Šimonová
Colleague at Partners GroupBřeclav, South Moravia, Czechia, Czech Republic
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Andrew Bellis
Colleague at Partners GroupNew York, United States
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Andrew Wagner
Colleague at Partners GroupSingapore
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Kevin Saplad
Colleague at Partners GroupMetro Manila, Philippines
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Quick answers generated from the profile data available on this page.
Anthony J. works for Partners Group.
Anthony J. is listed as Head Marketing Compliance at Partners Group.
Anthony J. is based in United States while working with Partners Group.
Anthony J. has worked for Partners Group, Td Waterhouse, Trilantic Ltd, and Wingate Llp.
Anthony J.'s colleagues at Partners Group include Vincenz Rentsch, Aisha Al Saeed, Naomi Meertens, Ashpenn Dolendo, and Sabina Sun, Ca.
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