Anthony Johnson, Mba, Cams
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Anthony Johnson, Mba, Cams Email & Phone Number

Compliance Professional at Academy Securities
Location: New York City Metropolitan Area, United States, United States 8 work roles 4 schools
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Current company
Role
Compliance Professional
Location
New York City Metropolitan Area, United States, United States
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Who is Anthony Johnson, Mba, Cams? Overview

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Quick answer

Anthony Johnson, Mba, Cams is listed as Compliance Professional at Academy Securities, a company with 67 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Anthony Johnson, Mba, Cams.

Anthony Johnson, Mba, Cams previously worked as Compliance and Operations Analyst at Academy Securities and Senior Vice President, Financial Crimes Compliance at Bny Mellon | Pershing. Anthony Johnson, Mba, Cams holds Master Of Business Administration - Mba, Business Administration And Management, General from Saint Peter'S University.

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Email format at Academy Securities

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Academy Securities

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Profile bio

About Anthony Johnson, Mba, Cams

Anthony Johnson, Mba, Cams is a Compliance Professional at Academy Securities. They is proficient in English.

Current workplace

Anthony Johnson, Mba, Cams's current company

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Academy Securities
Academy Securities
Compliance Professional
new york, united states
Employees
67
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8 roles

Anthony Johnson, Mba, Cams work experience

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Compliance And Operations Analyst

Current

New York, United States

May 2024 - Present

Senior Vice President, Financial Crimes Compliance

MLRO Pershing Canada Securities.

Aug 2021 - Mar 2024

Senior Compliance Surveillance And Investigations Analyst

Jersey City, NJ

Apr 2019 - Aug 2021

Settlements Operations Analyst

Manage and reduce risk associated with settlement failure for all buy ins across the firm.Responsible for fail breaks, unresolved buy ins, and notifying trading accounts of market executions.Liaise with International settlements, reorg and institutional client services to resolve buy in /fail control issues.Review current positions and notify counter.

Apr 2012 - Apr 2015

Buy Ins Associate

Bond Street Group (Consultant) Pershing, Llc

Responsible for reviewing daily broker to broker equity buy ins. Assisted with daily 204 buy ins, sending out wires, and making phone calls. Coordinated with other broker dealers and institutional customers to settle aged trades. Responsible for Journal processing, sending out wires and reconciling account discrepancies. Processed re-transmittals of fails.

Jun 2011 - Apr 2012

Trade Support

E1 Asset Management

Entered and executed equity trades for brokers using NETX 360 platform.Responsible for reviewing daily margin reports and distributing to brokers and management.Handled all trade breaks, cancel/corrections, allocations, and daily reconciliations.Insured compliance of all trades and positions in client accounts.

Feb 2010 - May 2010

Client Services

Master Trader.Com

Trading/Client Support & Operations Liaised between various trade desks, vendors and other departments.Serviced Clients in the following areas: Technical support for use of trading software, corporate actions, opening/closing accounts, market inquiries, balances, wires/ach transfers and trade support.Responsible for technical/functional support for 3.

Mar 2008 - Nov 2009
Team & coworkers

Colleagues at Academy Securities

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4 education records

Anthony Johnson, Mba, Cams education

B.A, Business Administration

Gpa Cuny/Lehman College

Activities and Societies: 3.5 Study Business

FAQ

Frequently asked questions about Anthony Johnson, Mba, Cams

Quick answers generated from the profile data available on this page.

What company does Anthony Johnson, Mba, Cams work for?

Anthony Johnson, Mba, Cams works for Academy Securities.

What is Anthony Johnson, Mba, Cams's role at Academy Securities?

Anthony Johnson, Mba, Cams is listed as Compliance Professional at Academy Securities.

Where is Anthony Johnson, Mba, Cams based?

Anthony Johnson, Mba, Cams is based in New York City Metropolitan Area, United States, United States while working with Academy Securities.

What companies has Anthony Johnson, Mba, Cams worked for?

Anthony Johnson, Mba, Cams has worked for Academy Securities, Bny Mellon | Pershing, Pershing, A Bny Mellon Company, Kcg Holdings, Inc., and Bond Street Group (Consultant) Pershing, Llc.

Who are Anthony Johnson, Mba, Cams's colleagues at Academy Securities?

Anthony Johnson, Mba, Cams's colleagues at Academy Securities include David Shapiro, Dan Schaeffer, Cmt(R), John Tarpey, Paul Fombershteyn, and Spider Marks.

How can I contact Anthony Johnson, Mba, Cams?

You can use AeroLeads to view verified contact signals for Anthony Johnson, Mba, Cams at Academy Securities, including work email, phone, and LinkedIn data when available.

What schools did Anthony Johnson, Mba, Cams attend?

Anthony Johnson, Mba, Cams holds Master Of Business Administration - Mba, Business Administration And Management, General from Saint Peter'S University.

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