Anthony Spataro Email & Phone Number

45 Park Ave. Bays Shore Ny 11706

755 Bluer Ridge Drive Medford, New York 11763

I have worked as a consultant as an S-Corp since April 2004. My previous and past assignments are listed below and on my resume which can be obtained upon request along with personal and business recommendations.

3Rd Ave New York New York

As an Audit team member assisted in updating audit program and performed detail testing for a client of Grant Thornton. Areas audited were the clients Investment Portfolio and their Derivative portfolio.

42 Broadway New York, New York

Conducted SOX testing (404) and maintained on line documentation for all tested areas, responsible for follow up all noted deficiencies and remediation documentation. Maintained and prepared work papers on line for review by management, Office of the Controller of Currency (OCC) and external auditors. In addition to testing, the areas listed below, re-performed reconciliations to balance sheet and Income statement to assure reliability for all operating areas of the Bank.

Workd Financial Center New York, New Yor

Nomura Securities International (NSI) was converting to a new securities processing system (XENOS). Duties include interfacing with NSI SOX team on behalf of the IT developers to ensure the GAPS are addressed and control procedures that were documented for the prior processing system are going to be established in the processing system in development. As a BA performed quality assurance testing for Fixed Income Processing and Domestic and Foreign Equities.

23 Wall Street

Conducted security examination audits. Responded to OCC inquiries and performed Banking and Trust examinations.