Anthony Thornton Email & Phone Number

• Conduct Quality Assurance reviews of the FIU department’s processes and quality of work as per the bank’s policies and procedures. a. Document reviews and findingsb. Recommend corrective action steps to Management as.
• Act as a contact for FIU Officers to ensure quality assurance action items are being addressed and proper accountability steps are being implemented after each quality assurance report is delivered
• Create and analyze tracking documents for all exceptions/type of exceptions found in the Quality Assurance reviewsa. Document reviews and findingsb. Recommend further action to Management
• Communicate recommendations and/or findings to Executive Management as needed
• Research and respond to inquiries from Corporate BSA Officer, Quality Assurance Manager, BSA Officer, BSA Compliance Officer, FIU Manager or Operations Managers
• Other duties may include assisting the AML Analyst group on completing various alerts that generated as questionable activity. Also assisting the Investigator group on completing case related activity based on whether.

San Antonio, Texas, United States

Worked included being responsible for the daily review of alerts generated for BSA/AML review on customers’ account activity.I would conduct a review and analyze the customer accounts and/or relationship to identify any questionable activity that merits additional investigation. Findings would be documented to provide updates the status of the alert.