Anthony Varbero Email & Phone Number

At QPWB, I lead the Securities Litigation Division, through my robust background in securities litigation. I have represented clients in federal and state courts, as well as national arbitration forums including FINRA Dispute Resolution and the American Arbitration Association. My practice encompasses a broad spectrum of securities matters, such as civil fraud, breach of contract, and specialized FINRA and securities arbitrations. I handle violations of federal and state securities laws, white collar securities crimes, FINRA customer arbitrations involving claims of churning, unauthorized trading, market manipulation, suitability, and negligent supervision; FINRA industry arbitrations involving employment agreements, non-compete covenants, wrongful termination, and tortious interference claims; SEC inquires, investigations, and enforcement actions, federal cases filed in SDNY; and FINRA Department of Enforcement actions; U.S. District Courts, and the U.S. Court of Appeals for the Second Circuit, investigations, disciplinary matters and enforcement proceedings. Before entering the legal field, I gained extensive hands-on experience at every level of the broker-dealer industry, from ownership and management to legal, compliance, and sales. And have held numerous FINRA licenses including 4, 7, 9, 10, 24, 27, 53, 55, 63, and 65.

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  Partner

  Quintairos, Prieto, Wood, & Boyer, P.A.

  Jun 2024 - Present - New York, New York, United States