Anthony Yip Email & Phone Number

CHESS and Exigo/Austraclear settlements - Equities, Fixed interest, NCDs, PromissoryNotes, Bank Bills, Options, Futures, Cash.* Actively pursue counterparties on unmatched market trades before market cutoff.* Process unmatched report within strict deadlines for client review.* Ensure proper receipt and registration of all physical securities and safe storage.* Daily review of reconciliations ensuring all items are investigated and cleared withinagreed service standards.* Building and maintaining effective relationships with clients, fund manager registriesand internal departments to ensure trades with discrepancies can be resolved in a timelymanner.* Transferring funds in ANZ Online. SWIFT, Automatic and Manual payments.* Experience with Bloomberg.

Sydney, Australia

* Review client account applications ensuring clients have met certain criteria�s to openspecific accounts.* Ensure any changes to accounts requested by clients are met within Service LevelAgreement.* Open Retail accounts. Individual, Joint, Company, Trust, and Super Fund accounts.* Ensure clients have met criteria�s to trade Warrants, CFD�s and Options.* Resolve client discrepancies in opening account.* Contacting clients if any documentation is require for account processing or changes toaccounts requested by clients.* Ensure account processing is inline with ASX guidelines and internal compliance