Anthony Bracco Email & Phone Number

Greater New York City Area

Greater New York City Area

Recognized expertise in many functions of financial management including: Product Control, Leadership, Forecasting, Expense Analysis, Control Implementation and Team Building

Stamford Ct

ROYAL BANK OF SCOTLAND, Stamford, CTVP Finance, Manager Trader Control 2012 – 2016Covered multiple product divisions: Rates, Dealership, and Equity Divisions including derivatives, matched book, government securities and equity product trading. Managed all product-control related functions including profit / loss reporting, trade book openings, commentaries, balance sheet analysis, back testing, and reconciliations.• Liaised between front office and business-line finance, addressing such issues as new products, taxation, legal, audit, risk, operational and regulatory.• Served as integral part of global directive, consolidating certain businesses into go-forward and exiting categorization, which entailed closure and transference of numerous trading books and applicable hierarchal realignment.ROYAL BANK OF SCOTLAND, Stamford, CTVP Finance, Manager Business Unit Control 2008 – 2012Oversaw multiple product divisions: Equities, Equity Derivatives, Securities Lending, Convertible Bond and Index Trading.• Integrated ABN AMRO Incorporated equities, matched book, government securities, securities lending trading, and equity capital market businesses to Royal Bank of Scotland, supporting merger mandate.• Restructured equities division, creating new management reporting and streamlining all related functions through automation and review of all processes.

New York, New York

VP Finance, Manager Product Control 2001 – 2008Managed product divisions, including Matched Book, Government Securities, Equities, Securities Lending Trading and Equity Capital Market Originations.• Created over $250K in annual savings in broker dealer state tax liabilities in Illinois by designing revenue by location report for firm’s tax department.• Maintained daily management balance sheet, monitoring daily risk limits.• Implemented inventory control reports for efficient control of $100B inventory.• Served as finance representative on all testing of front office system implementations and upgrades including ICI trading ledger and ARTS trade entry system, resulting in enhanced front-to-back reporting accuracy and tighter control of all trading activity.• Accumulated and documented product control procedures and financial controls, ensuring compliance with Sarbanes Oxley.ABN AMRO INCORPORATED, New York, NYVP Fixed Income Management 1997 – 2001Completed budget analysis including forecasting for front office executive management. Involved in implementation of ICI Impact as trading ledger.• Analyzed all expense issues for head of North American Trading division, centralizing and reducing various costs such as trader travel and entertainment.• Attended to executive management ad-hoc financial reporting and analysis, resulting in actionable management decisions on staffing and resource allocation.

New York, New York

CANTOR FITZGERALD SECURITIES CORPORATION, New York, NYBusiness Unit ControllerManaged product control functions for Emerging Markets, FX Options and Over the Counter Options.CANTOR FITZGERALD SECURITIES CORPORATION, New York, NYSupervisor, Government Securities Broker ReportingAuthored manual for Government Securities Broker Reporting.CANTOR FITZGERALD SECURITIES CORPORATION, New York, NYGovernment Securities Reporting Group Analyst

Master Of Business Administration (M.B.A.), Finance And Financial Management Services

Bachelor Of Business Administration (B.B.A.), Marketing