mid-market focused Buy-Out private equity fund

Investment Professional in the Special Situations, Pre-IPO, Mezzanine Investments.Broad mandate with no regional restrictions. Has full capacity to invest in the entire Capital Structure.

Independent Research Company specializing in absolute return trades and long-term in-depth research productsFocused in servicing individual retail clients and high net wealth (HNW) clientsConsulting services to Corporates on financing needs or setting financial planning Successfully completed consulting projects for numerous companies in their capital allocation and financing deals

Acting Head of Sales (Foreign Clients) Established Stock Borrow and Lending (SBL) business using Tong Yang's ELS book Played pivotal role in selling mezzanine products to foreign clientsDeals include STX Corp (W100 billion) BW and STX Offshore (W200 billion) BW Conducted multiple block deals including Wonik Materials IPO, KEPCO Engineering and Gameville block deal Established Cambodia Sales & Trading Desk. Led Cambodia's first IPO Phnom Penh Water Supply Authority (PPWSA) trading. Captured more than US$ 20,000 in one week of trading

Equity Sales covering mutual funds and hedge funds in the pacific Asia regionProvided Long/short ideas and fundamental calls to clientsMajor deals include LG Innotek CB, Hanjin Shipping US$ CB, KAI IPO, SK C&C blockActed as liaison for the Woori Financial Group privatization process to create consortium led by Woori Financial Group senior management. Clients approached include Korea' leading private equity firms and foreign hedge funds with long investment horizon

Total AUM of US$ 700 million through 3 vehiclesKorea and China coverageKey person in the US$ 1.2 billion Hanarotelecom sale to SKTelecomLed buy-out of minority shareholders of Saehan Enertech and CB/BW issuanceWas the key person in the sale of Enertech International (Saehan Enertech) to Enerdel GroupPoint person for the block of Enderdel (HEV.US) shares (2 million shares) Led trade sale of Initech shares through market divestituresLicenses include (SFC) Type 1 (Dealing in Securities) Type 4 (Advising on Securities) Type 9 (Asset Management)

Founding member of J.P.Morgan Private Capital Asia with Fund I AUM of US$ 750 million fully funded by J.P. Morgan Responsible for identifying investment opportunities in Korea (80%) and Pan-Asia including Australia but excluding JapanDeals reviewed include a Taiwanese Pharmaceutial API manufacturer, Australia's kindergarten franchise, Korea's dental company, Korea's mid-cap pharmaceutical company in the linger business, and SK Hynix

Junior Sales Trader based in SeoulProvided long/short ideas and fundamental bottom-up researched ideas to long funds and hedge fundsRanked #3 in AsiaMoney Best Sales Trader poll in 2006 (Long Fund Category)Pitched KTB Networks as a bottom-up trading idea which led to a share rally of more than 100% within 3 months. Key person in winning the block deal of KTB Networks (now, KTB Investment Securities)

Actively participated in deal sourcing through personal networkParticipated in due diligence processes and Investment Committee preparationsWas the key person in reviewing investment opportunities in the life insurance and non-life insurance universeThoroughly conducted investment ideas in the environmental sector and was the key person in identifying Insun ENT as investment target