Anthony Little Email and Phone Number
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Anthony is a Rutgers University – New Brunswick graduate where he pursued a BA in Criminal Justice and Minored in Economics. While working on his academic development, Anthony has been able to participate in rigorous internship programs as well extra-curricular activities. In his most recent internship at JPMorgan Chase, Anthony worked as an Investment Banking analyst who supported the trading floor, securities reconciliation, and maintained databases of traded securities. This required constant real-time communication with the New York Trading floor, outside major financial companies, and JPMorgan Chase entities in Europe. After accepting a position a position at Bank of America, Anthony is working with the Global Foriegn Wire Investigations team. His daily responsibilities are to provide knowledge of international wire transfer requirements and banking regulations, amend, recall, and investigate the movement of funds, as well as work with regulatory agencies, so the bank is in compliance with whom is sending and receiving funds abroad. For those who don’t know Anthony, he is hard-working and task orientated when it comes to maintaining optimal workflow efficiency. Priding himself on taking initiative, seeking out new projects and maintaining an excellent rapport with colleagues. Anthony is interested in furthering his career in Data Analytics, Project Management, Finance Operations, Fraud Investigations and Investment Banking.
Bank Of America
View- Website:
- bankofamerica.com
- Employees:
- 232061
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Risk Management SpecialistBank Of AmericaCharlotte, Nc, Us
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Senior Assistant Vice PresidentWells Fargo Aug 2022 - PresentSan Francisco, California, Us• Lead or participate in moderately complex derivatives products within Capital Markets Middle Office• Contribute to large scale planning related to profit and loss generation, attribution and trades• Review, analyze and resolve moderately complex trade issues that require in-depth evaluation• Resolve moderately complex trade issues• Lead team to meet functional area and process deliverables• Deliver solid understanding of the function, policies, procedures and compliance requirements• Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals• Lead projects and assist senior managers with industry related initiatives• Serve as a mentor for less experienced analysts -
Derivative Operations And Technology ConsultantWells Fargo Apr 2021 - Aug 2022San Francisco, California, Us• Performing daily end of day P&L reporting to support various trade desks • Resolving trade breaks to ensure correct Front and Back Office reconciliations • Executing Real Time Reporting of trade details to ensure regulatory compliance requirements • Conducting UAT testing and identifying defects in JIRA to ensure accuracies in data migration• Performing information source analysis to extrapolate and develop new database mapping tools• Examining data deficiencies and errors for root-causes and present findings/ create sustainable resolutions• Validating hundreds of FICC, Bonds, and CDS for position, pricing, and derivative identification types
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Assistant Vice PresidentBank Of America Mar 2020 - Apr 2021Charlotte, Nc, Us• Analyzing performance metrics to perform risk assessments • Testing existing procedures for potential market risk exposure • Identifying problematic Third-Party Payment Providers within the Global Markets space • Leveraging Suspicious Activity Reports and referrals to locate potentially high-risk clients • Review internal escalations of potential suspicious activity for possible financial crime concerns • Assisted with the CARES Act's Paycheck Protection Program and TALF loan program • Examining trading activity for regulatory inquiries opened (i.e., CME, CFTC, FINRA, SEC)
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Capital Market AnalystWells Fargo Securities Jan 2018 - Mar 2020San Francisco, California, UsFCM Market Commissions and Fees• Executing client and inter-company exchange and commission fee charges and bookkeeping entries.• Partnering with FIA-Tech and other internal business partners to onboard new business as needed.• Ensure daily exchange and commission charges are processed in a timely manner.• Responsible for documenting and maintaining standard operating procedures for the exchange and commission reconciling processes.• Liaising with various internal and third-party support groups and trading desks (Sales desk, Brokerage, Client Services, etc.) to escalate and resolve issues in a timely fashion.• Participating in individual and group projects to drive process improvement and support Corporate business initiatives.• Ability to quickly assess the urgency around a problem or situation and escalate if needed.
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Operations Analyst Foreign CurrencyBank Of America Mar 2015 - Jan 2018Charlotte, Nc, Us• Review and document issues, which provide information to assist in operational enhancement• Responsible for technical and analytical support in a Derivatives, Treasury, and GCIB support operations functions and adjacent L.O.B.’s• Mentor and advise to internal business partners about FX Policies and Procedures• Supporting clients executing foreign currency wires transactions• Subject matter expert for department rate input Accounting Process• Amended the department rate input accounting procedures for the Global FX client service team• Trained staff on line of business rate input accounting procedures to insure bank compliance standards are met• Follows Dodd Frank Regulations and Internal Guidelines in regards to foreign exchange wires• In charge of the FX department mail box and allocation of cases to investigators• Process post settlement FX wire transactions and returns to consumer and business clients• Investigate the movement of funds internationally• Liaise between clients and appropriate teams for client inquiries regarding the status of funds• Communicate to Customers via email or on the phone and provide various services to customers
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Operations SpecialistBank Of America Aug 2014 - Mar 2015Charlotte, Nc, UsGFX Client Services-Educating internal business partners about FX policies and procedures-Supporting clients executing foreign currency wires transactions-Providing technical and analytical support in a Derivatives, treasury, or GCIB support operations function-Administer technical assistance and guidance to less experienced staff in resolving complex transactions.
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Senior Associate - Licensing / CommissionsAxa Equitable Jun 2013 - Jul 2014New York, Ny, Us• Analyze and ensure company is in compliance with all applicable state laws and regulations of the sale of insurance to our clients • Sustain in-depth knowledge of securities and insurance licensing laws that govern the sale, solicitation and servicing of all AXA products • Process licensing functions including: appointments, terminations, agency changes, commission payment changes, commission changes, acquisitions/mergers and state compliance• Manage databases of active licensed individuals per state doing business with the company for auditing purposes• Assist Legal Department with investigative reporting • Calculate, adjust and process financial transactions for agents, broker dealers and general agencies. • Coordinate with various internal and external parties to properly expedite case processing• Receives and responds to inquiries and coordinate with various internal and external parties for resolution• Handle escalated and time sensitive cases as well as a person of contact for major projects. • Responsible for audit controls of products sold and examine for inconsistencies -
Stock Loan AnalystJ.P. Morgan Jun 2012 - Aug 2012New York, Ny, UsMediated the return of securities loaned out by directly communicating the recall to borrowing firmsand keeping track of returned assets• Updated international and domestic rate changes that may have resulted from market, currency ratefluctuations as well as conducted contract history checks to correct rate breaks in our system• Orchestrated the pairing off of securities by preparing reports for brokers on securities that are beingsimultaneously loaned out and borrowed by the firm• Prepared the delivery of recalled securities and examined the firm’s positions in the security to ensuredelivery was done against proper marks• Created billing data for multimillion dollar government accounts after examining the activity andreconciling debit and credit entries• Constantly communicated with the London team to assist in maintaining their end of day positionsand reports specific to their marks• Instructed in the cross training of group members on various daily reports and processes that -
Portfolio Reporting AnalystJ.P. Morgan Jun 2011 - Aug 2011New York, Ny, UsAnalyzed corporate actions and interpreted filings and other public information to determine thetaxable impact of the event on all the firm’ accounts/holders• Processed such corporate actions, which consisted of identifying holders/accounts, determininggain/losses for each individual lot, and distributing the work per the level of work it requires• Contributed in special attention projects for the group’s largest clients, attending to issues that rangedfrom book keeping entries to trading and mark-to-market discrepancies• Updated positions and associated cost basis for discrepancies that may have been caused by a varietyof systematic and transactional issues in order to accurately reflect the firm’s books and records• Participated in training courses, workshops in preparation for future roles in the program
Anthony Little Skills
Anthony Little Education Details
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Rutgers UniversityCriminal Justice -
South Brunswick Hs
Frequently Asked Questions about Anthony Little
What company does Anthony Little work for?
Anthony Little works for Bank Of America
What is Anthony Little's role at the current company?
Anthony Little's current role is Risk Management Specialist.
What is Anthony Little's email address?
Anthony Little's email address is ru****@****ail.com
What schools did Anthony Little attend?
Anthony Little attended Rutgers University, South Brunswick Hs.
What are some of Anthony Little's interests?
Anthony Little has interest in Social Services, Investment Banking, Economic Empowerment, Technology, Risk Management, Civil Rights And Social Action, Education, Environment, Poverty Alleviation, Automotive Tuning.
What skills is Anthony Little known for?
Anthony Little has skills like Time Management, Team Leadership, Public Speaking, Data Analysis, Microsoft Office, Research, Management, Risk Management, Access, Analysis, Finance, Microsoft Excel.
Who are Anthony Little's colleagues?
Anthony Little's colleagues are Daiane Pires, Bhavika Patel, Patricia Mwisa-Okoth, Frank Devine, Angelo Evangelista, Harish Gajendran, Ashley Evans.
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