Tony L.

Tony L. Email and Phone Number

Vice President at JP Morgan @ JPMorgan Chase & Co.
Tony L.'s Location
Jersey City, New Jersey, United States, United States
Tony L.'s Contact Details
About Tony L.

Highly adept in all areas of trading operations, with an emphasis on trade settlement and reconciliation, as well as possessing a deep knowledge of regulatory compliance. Outstanding customer relations, presentation, and communication skills. Highly skilled and accomplished trading professional with extensive experience in proprietary trading, market making, and institutional sell-side trading. A multi-licensed trading professional with the proven ability to build and develop profitable trading.Specialties: Compliance, Electronic Surveillance.Registered. Member STANY

Tony L.'s Current Company Details
JPMorgan Chase & Co.

Jpmorgan Chase & Co.

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Vice President at JP Morgan
Tony L. Work Experience Details
  • Jpmorgan Chase & Co.
    Vice President
    Jpmorgan Chase & Co. May 2022 - Present
    New York, Ny, Us
    View
  • Compliance Professional
    Compliance Officer
    Compliance Professional Jun 2013 - May 2022
  • Buckman,Buckman & Reid, Inc.
    Vice President
    Buckman,Buckman & Reid, Inc. Nov 2011 - May 2013
    Little Silver, New Jersey, Us
    Institutional Sales
    View
  • Sj Levinson
    Vice President
    Sj Levinson Jan 2010 - Sep 2011
    New York, Ny, Us
    Institutional Sales
    View
  • Pershing Llc
    Vice President
    Pershing Llc Apr 2006 - Jan 2009
    Jersey City, New Jersey, Us
    Business Development
    View
  • Fidelity Investments
    Trading Manager, Fidelity Capital Markets
    Fidelity Investments 1997 - 2005
    Boston, Ma, Us
    Managed the Agency Trading Desk. Monitored employee practices, actions, and communications to ensure compliance with company and regulatory guidelines, reviewed electronic mail (IMs and e-mail) to identify misuse and areas of non-compliance. Worked collaboratively with Head of Compliance to review infractions and implement disciplinary actions. Conducted staff evaluations to identify strengths and improvement opportunities.
    View
  • Charles Schwab
    Avp
    Charles Schwab Dec 1995 - Dec 1996
    Westlake, Texas, Us
    Market Maker ( Trader)
    View
  • Merrill Lynch
    Vice President
    Merrill Lynch Sep 1981 - Jun 1995
    New York, Ny, Us
    Market Maker ( trader)
    View

Tony L. Skills

Securities Equities Trading Series 7 Capital Markets Equity Trading Finra Bonds Hedge Funds Series 63 Investments Proprietary Trading Series 24 Bloomberg Financial Services Options Trading Systems Risk Management Market Making Financial Markets Etfs Asset Management Electronic Trading Management Private Equity Portfolio Management Equity Derivatives Investment Banking Wealth Management Alternative Investments Investment Advisory Settlement Compliance Prime Brokerage Trading Strategies Market Data Hedging Fx Options Best Execution Investment Strategies Fund Of Funds Middle Office Anti Money Laundering Securities Regulation Emerging Markets Adaptability Securities Lending Aml Electronic Monitoring Foreign Exchange Options

Frequently Asked Questions about Tony L.

What company does Tony L. work for?

Tony L. works for Jpmorgan Chase & Co.

What is Tony L.'s role at the current company?

Tony L.'s current role is Vice President at JP Morgan.

What is Tony L.'s email address?

Tony L.'s email address is lo****@****s.co.uk

What are some of Tony L.'s interests?

Tony L. has interest in Family, Professional Networking, Music And Reading, Reading, Sports, Music.

What skills is Tony L. known for?

Tony L. has skills like Securities, Equities, Trading, Series 7, Capital Markets, Equity Trading, Finra, Bonds, Hedge Funds, Series 63, Investments, Proprietary Trading.

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