Tony (Anthony)  Stein

Tony (Anthony) Stein Email and Phone Number

Senior Compliance Policies & Procedures Manager | Established track record of accomplishments providing communications in support of corporate governance @
Tony (Anthony) Stein's Location
Arlington, Virginia, United States, United States
Tony (Anthony) Stein's Contact Details

Tony (Anthony) Stein personal email

n/a

Tony (Anthony) Stein phone numbers

About Tony (Anthony) Stein

UPDATE 9 March 2020. Today was my first day at Sumitomo Mitsui Bank Americas as Executive Director, Compliance Policies Office. I am very excited about the opportunity and the challenges ahead. I will update my full profile shortly. UPDATE 9 Aug. Converting to full-time at Deutsche on Monday as Compliance Strategic Portfolio Program Manager.UPDATE 17Feb: I have just posted the final in my series of articles on policy writing and management for the Thomson Reuters Regulatory Intelligence Platform. Title: The Power of the Pen. January 2019: Have just taken on an assignment with Deutsche Bank working through updates to critical policies in their library that have been identified as not up to the firm's standards and regulatory expectations. December 18: Just posted the 6th in my series of Thomson Reuters articles on policy making and management. (See below) Two decades establishing and managing GSIB compliance policy functions; Communicating complex technical topics in clear, simple language ("the TRANSLATION OF ENGLISH TO ENGLISH"); Program Management: The establishment and LEADERSHIP of effective multi-functional and multi-level working groups; Coordinating projects and programs across MULTI-FACETED, GLOBAL ORGANIZATIONS ("the herding of cats"); Development and delivery of TRAININGFor nearly two decades, I have managed, organized, communicated, and frequently written corporate policies for two very different, but highly significant financial institutions – each classified as a Global Systemically Important Bank (“GSIB”). In both cases, I successfully led enterprise-wide programs that established policy governance on a global scale, while drafting or guiding the drafting and approval of key policy documents. Currently writing a series of articles on policy making and management for Thomson Reuters. The articles appear in Thomson Reuters Regulatory Intelligence. The first four in the series, which appeared on July 23, August 9, August 29 and September 19, respectively, are attached here.

Tony (Anthony) Stein's Current Company Details
Plain Language, Inc.

Plain Language, Inc.

Senior Compliance Policies & Procedures Manager | Established track record of accomplishments providing communications in support of corporate governance
Tony (Anthony) Stein Work Experience Details
  • Plain Language, Inc.
    Owner
    Plain Language, Inc. May 2024 - Present
    Using my 30 years of experience in compliance communications and management -- policies & procedures, training, compliance implementation process building, program management -- to solve problems, build capabilities, and plug holes on a contract basis.
  • Citigroup
    Special Consultant To Global Head Of Policies
    Citigroup Jun 2023 - May 2024
    1-year contract to help in a variety of transformation projects related to Consent Order requirements. Among the assignments was; Editing highly-visible global policies; assisting in the configuration of new policies governance system; developing and delivering policy-related and policy-system-related training; establishing workflows for and co-drafting board-level procedures for exception reporting; managing business/function review of policy governance processes and related resources; assisting in developing policy governance "v2."
  • Sumitomo Mitsui Banking Corporation
    Compliance Senior Policies Officer
    Sumitomo Mitsui Banking Corporation Mar 2020 - Mar 2023
    Tokyo, Jp
  • Deutsche Bank
    Compliance Strategic Portfolio Program Manager
    Deutsche Bank Aug 2019 - Mar 2020
    Frankfurt Am Main, Hessen, De
  • Independent Consultant
    Consultant: Policy Development And Management, Program Management, Corporate Communications
    Independent Consultant Jun 2018 - Aug 2019
    Currently helping Deutsche Bank fulfill policy-related commitments in a consent agreement with the FED.Previous to that, I completed a four-plus-year in-house assignment establishing BNY Mellon's global policy function.My focus is program management/change management. Domain expertise includes financial services regulatory policy and procedure development. Key skills include:- the translation of English to English -- the ability to learn and communicate technical content simply and clearly- the establishment and leadership of effective heterogeneous working groups- the development of consensus within global organizations
  • Bny Mellon
    Managing Director; Head, Corporate Policies Group
    Bny Mellon Sep 2013 - Jun 2018
    New York, Ny, Us
    - Established the standards for and governance of policies and procedures ("P&Ps") across all businesses and geographies.- Developed requirements for and oversaw development and deployment of a global, web-based P&P system facilitating management and communication of P&Ps and establishing the Bank’s first enterprise-wide P&P inventory/repository - Provided key statistics and other policy-related management information for use in regulatory reporting and strategic planning- Advised policy developers globally, ensuring conformance with policy standards.- Consulted on regulatory change management processes- Wrote and edited multiple firm-wide and region-wide P&Ps- Produced communications and training materials for firm-wide policies and global Risk and Compliance Culture initiatives.
  • Goldman, Sachs & Co.
    Vice President, Compliance
    Goldman, Sachs & Co. Jun 2000 - Sep 2013
    New York, New York, Us
    Established and managed the firm’s compliance policies and procedures program, including the development of the policies repository and presentation system, quality standards, and maintenance processes. Drafted key enterprise-wide policies.
  • The Value Sourcing Group/Meta Group
    Director
    The Value Sourcing Group/Meta Group Jun 1996 - Sep 2000
    The Value Sourcing Group (later bought by The Gartner Group) -- a boutique consultancy focusing on relationship management in the B-to-B space. My primary roles included developing and delivering training focusing on change management and internal communications, and documenting the Group's methodologies: authoring books, articles, and presentations based on those methodologies and on original research
  • Plain Language Inc.
    Free-Lance Writer/ Consultant
    Plain Language Inc. 1988 - 1996
    Writing and communications consulting for a wide variety of clients including Goldman, Sachs & Company, Educational Testing Service, American Express, Southern Bell, Georgia Public Television, Coca-Cola

Tony (Anthony) Stein Skills

Securities Editing Hedge Funds Project Management Writing Financial Services Aml Equities Capital Markets Securities Regulation Finra

Tony (Anthony) Stein Education Details

  • Cornell University
    Cornell University
    With Honors In English Literature

Frequently Asked Questions about Tony (Anthony) Stein

What company does Tony (Anthony) Stein work for?

Tony (Anthony) Stein works for Plain Language, Inc.

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Tony (Anthony) Stein has skills like Securities, Editing, Hedge Funds, Project Management, Writing, Financial Services, Aml, Equities, Capital Markets, Securities Regulation, Finra.

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