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Tony (Anthony) Stein is listed as Senior Compliance Policies & Procedures Manager | Established track record of accomplishments providing communications in support of corporate governance at Plain Language, Inc., based in Arlington, Virginia, United States. AeroLeads shows a work email signal at bnymellon.com, phone signal with area code 973, and a matched LinkedIn profile for Tony (Anthony) Stein.
Tony (Anthony) Stein previously worked as Owner at Plain Language, Inc. and Special Consultant to Global Head of Policies at Citigroup. Tony (Anthony) Stein holds Bachelor Of Arts - Ba, With Honors In English Literature from Cornell University.
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UPDATE 9 March 2020. Today was my first day at Sumitomo Mitsui Bank Americas as Executive Director, Compliance Policies Office. I am very excited about the opportunity and the challenges ahead. I will update my full profile shortly. UPDATE 9 Aug. Converting to full-time at Deutsche on Monday as Compliance Strategic Portfolio Program Manager.UPDATE 17Feb: I have just posted the final in my series of articles on policy writing and management for the Thomson Reuters Regulatory Intelligence Platform. Title: The Power of the Pen. January 2019: Have just taken on an assignment with Deutsche Bank working through updates to critical policies in their library that have been identified as not up to the firm's standards and regulatory expectations. December 18: Just posted the 6th in my series of Thomson Reuters articles on policy making and management. (See below) Two decades establishing and managing GSIB compliance policy functions; Communicating complex technical topics in clear, simple language ("the TRANSLATION OF ENGLISH TO ENGLISH"); Program Management: The establishment and LEADERSHIP of effective multi-functional and multi-level working groups; Coordinating projects and programs across MULTI-FACETED, GLOBAL ORGANIZATIONS ("the herding of cats"); Development and delivery of TRAININGFor nearly two decades, I have managed, organized, communicated, and frequently written corporate policies for two very different, but highly significant financial institutions – each classified as a Global Systemically Important Bank (“GSIB”). In both cases, I successfully led enterprise-wide programs that established policy governance on a global scale, while drafting or guiding the drafting and approval of key policy documents. Currently writing a series of articles on policy making and management for Thomson Reuters. The articles appear in Thomson Reuters Regulatory Intelligence. The first four in the series, which appeared on July 23, August 9, August 29 and September 19, respectively, are attached here.
Listed skills include Securities, Editing, Hedge Funds, Project Management, and 7 others.
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Using my 30 years of experience in compliance communications and management -- policies & procedures, training, compliance implementation process building, program management -- to solve problems, build capabilities, and plug holes on a contract basis.
1-year contract to help in a variety of transformation projects related to Consent Order requirements. Among the assignments was; Editing highly-visible global policies; assisting in the configuration of new policies governance system; developing and delivering policy-related and policy-system-related training; establishing workflows for and co-drafting.
Currently helping Deutsche Bank fulfill policy-related commitments in a consent agreement with the FED.Previous to that, I completed a four-plus-year in-house assignment establishing BNY Mellon's global policy function.My focus is program management/change management. Domain expertise includes financial services regulatory policy and procedure development..
New York, NY, US
- Established the standards for and governance of policies and procedures ("P&Ps") across all businesses and geographies.- Developed requirements for and oversaw development and deployment of a global, web-based P&P system facilitating management and communication of P&Ps and establishing the Bank’s first enterprise-wide P&P inventory/repository - Provided.
New York, New York, US
Established and managed the firm’s compliance policies and procedures program, including the development of the policies repository and presentation system, quality standards, and maintenance processes. Drafted key enterprise-wide policies.
The Value Sourcing Group (later bought by The Gartner Group) -- a boutique consultancy focusing on relationship management in the B-to-B space. My primary roles included developing and delivering training focusing on change management and internal communications, and documenting the Group's methodologies: authoring books, articles, and presentations based.
Writing and communications consulting for a wide variety of clients including Goldman, Sachs & Company, Educational Testing Service, American Express, Southern Bell, Georgia Public Television, Coca-Cola
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Tony (Anthony) Stein works for Plain Language, Inc..
Tony (Anthony) Stein is listed as Senior Compliance Policies & Procedures Manager | Established track record of accomplishments providing communications in support of corporate governance at Plain Language, Inc..
AeroLeads has found 1 work email signal at @bnymellon.com for Tony (Anthony) Stein at Plain Language, Inc..
AeroLeads has found 1 phone signal(s) with area code 973 for Tony (Anthony) Stein at Plain Language, Inc..
Tony (Anthony) Stein is based in Arlington, Virginia, United States while working with Plain Language, Inc..
Tony (Anthony) Stein has worked for Plain Language, Inc., Citigroup, Sumitomo Mitsui Banking Corporation, Deutsche Bank, and Independent Consultant.
You can use AeroLeads to view verified contact signals for Tony (Anthony) Stein at Plain Language, Inc., including work email, phone, and LinkedIn data when available.
Tony (Anthony) Stein holds Bachelor Of Arts - Ba, With Honors In English Literature from Cornell University.
Tony (Anthony) Stein is listed with skills including Securities, Editing, Hedge Funds, Project Management, Writing, Financial Services, Aml, and Equities.
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