THE COMPLIANCE FUNCTION In a regularly basis participating and giving recommendations within New Product Approval Process (NPAP). Identifying and analyzing regulations and compliance risks, including developing and implementing new compliance related internal controls in the business.Performing compliance controls owned by the Compliance Function including reporting identified compliance breaches and risks to the business.Interpreting and implementing policies… Show more THE COMPLIANCE FUNCTION In a regularly basis participating and giving recommendations within New Product Approval Process (NPAP). Identifying and analyzing regulations and compliance risks, including developing and implementing new compliance related internal controls in the business.Performing compliance controls owned by the Compliance Function including reporting identified compliance breaches and risks to the business.Interpreting and implementing policies, processes and procedures. Identifying potential areas of compliance susceptibility and risk and implements action plans for resolution of problematic issues, and providing general guidance on how to avoid or deal with similar situations in the future. Show less

CCO at ICA Spara

CREDIT INSTITUTIONS BANKING LAW Supervision of credit institutions whose business is to receive repayable funds from the public, whether in the form of deposits or in other forms such as the continuing issue of bonds and other comparable securities and to grant credits for their own account. Granting larger permit applications concerning authorisation of credit institutions (inter alia banks and saving banks); ensuring that the credit institution can identify, measure, steer… Show more CREDIT INSTITUTIONS BANKING LAW Supervision of credit institutions whose business is to receive repayable funds from the public, whether in the form of deposits or in other forms such as the continuing issue of bonds and other comparable securities and to grant credits for their own account. Granting larger permit applications concerning authorisation of credit institutions (inter alia banks and saving banks); ensuring that the credit institution can identify, measure, steer, internally report and maintain control over the risks associated with its business and ensure that the institution has satisfactory internal control.Assessment/judicial enquiry of ownership and management assessment in relation to credit institutions and stockbrokers. Granting/assessment of changes of bylaws in relation to saving banks, financing business and investment brokers. Assessment concerning acquisition of other and larger properties (e.g. credit stocks) and contracts that are part of outstanding exposures. Supervisory in relation to cross border activities; notifications from and to Sweden and other countries (including branch establishment and passporting). Endorsements against credit institutions: withdrawal, warning and other penalties. Conducting credit risks (e.g. larger exposures) and outsourcing business; ensure that a credit institution can engage a third party to carry out its services. Controlling that the operations of the third party service provider are conducted under controlled and secure circumstances and the assignment is not of such a scope that the institution cannot fulfil its obligations as set out by regulating.In a regularly basis providing legal advice in-house, to the financial market and to other competent authorities, all in relation to investment brokers, banks and other credit institutions. Show less

BANKING LAW/PAYMENT SERVICES BANKING LAWConducting anti-money laundering and terrorist financing measures in relation to financial institutions and payment services providers.Assessment/authorization regarding payment services providers.Conducting substantial currency trading or other financial operations.

THE DIVISION OF LEGAL IMPLEMENTATION Law collection and enforcement.