Anu Phanse Email & Phone Number

Singapore

Remote First, Us

London, England, Gb

Gland, Ch

London, England, Gb

- Oversee the Risk and Compliance function to ensure regulatory obligations of the business are delivered to the highest standards and ensuring proper tracking and implementation of regulatory changes- Assessment of Risks and Controls for various departments to ensure they are within the Risk Appetite of the business as well as the Group. Managing risk event escalations and tracking corresponding actions and reporting to the Board and Exco on Key Risk Indicators in the business.- Appointed Money Laundering Reporting Officer responsible for a robust AML and Financial Crime prevention framework.- Liaise with Monetary Authority of Singapore (MAS) on a regular basis as the primary contact - Key member of the Risk and Audit Committee and present committee papers on risk related areas.- Design and deliver a Risk based Compliance monitoring program to focus on key business areas, ensuring appropriate escalation and remediation of issues identified with Senior stakeholders in the business- Present Risk and Compliance report at the Senior Management Executive Committee as well as the Company’s Board of Directors meeting- Responsible for induction training for all new joiners in Sales and Telemarketing teams to familiarise them with local regulations and compliance policies- Review of marketing materials, supervision of transaction sign off and advise on cross border marketing issues- Work closely with the Global Compliance team to contribute to the department’s functional strategy on various risks including Conduct Risk and Financial Crime Risk Framework- Key 2nd line functional duties such as Monitoring, Oversight and Constructive Challenge to 1st line functions- Manage a team of compliance professionals to ensure effective delivery of the Risk and Compliance activities

London, England, Gb

Singapore, Singapore, Sg

- Quality Assurance reviews across local business units (LBU) of Eastspring Investments across Asia Pacific to ensure that the businesses are in Compliance with the local regulatory requirements and Regional policies of Prudential Group.- Identify and report relevant key issues in the business including Group policies and Business Conduct requirements. - Engage with Senior Business Leaders in the LBUs to communicate findings of the QA reviews and agree an implementation plan to remediate the issues noted.- Deliver expert advice, oversight and challenge to senior stakeholders to ensure risks are prevented and addressed timely with appropriate mitigating controls.

Singapore, Singapore, Sg

Central, Hk

London, Gb

• Auditing financial statements and ensuring appropriate disclosure and presentation in the financial statements• Reporting to the audit managers on a portfolio of audit clients mainly multinational Mutual Funds and Life Insurance companies.• Identifying risks in the control environment and developing the audit approach• Reviewing and evaluating the effectiveness of internal controls at the organisational and transaction level, ensuring compliance to business policies

Certified Professional In Governance, Risk And Compliance

Ethics And Compliance Leadership Programme 2018

Aca, Accounting And Finance

Bachelor Of Commerce (B.Com.), Accounting And Audit