Anu R Kaimal Email & Phone Number

Chennai, Tn, In

Chennai, Tamil Nadu, India

Kochi, Kerala

As the Compliance Officer overseeing the investment management activities of the company, meticulous attention is given to adherence to all relevant Acts, Rules, and Regulations, as well as notifications, guidelines, and instructions issued by SEBI and other statutory bodies. In the role of Principal Officer for Anti-Money Laundering activities, robust measures are implemented and overseen to combat money laundering within the company. Actively participating as a key member of the Compliance… Show more As the Compliance Officer overseeing the investment management activities of the company, meticulous attention is given to adherence to all relevant Acts, Rules, and Regulations, as well as notifications, guidelines, and instructions issued by SEBI and other statutory bodies. In the role of Principal Officer for Anti-Money Laundering activities, robust measures are implemented and overseen to combat money laundering within the company. Actively participating as a key member of the Compliance Committee within the Association of Portfolio Managers in India (APMI), contributions are made to strategic discussions and decision-making processes. Proactively managing and mitigating risks associated with portfolio management operations, collaboration with all functional heads is maintained to foresee and address potential challenges. Ensuring timely and accurate filing of regulatory reports, commitment to compliance and regulatory obligations is consistently upheld. Effectively managing regulatory inspections, internal audits, and client account audits, proficiency in navigating and responding to regulatory scrutiny has been demonstrated. Show less

Corporate Office, Cochin

Designated as Compliance Officer of the Company, meticulous attention was given to putting in place adequate systems and procedures for its operations as a Stock / Commodity Broker and as a Depository Participant of NSDL & CDSL. In the capacity of Legal Officer, close coordination with Company Counsels was maintained for various litigations under consideration of the court. As the Authorized Representative of the Company, attendance at Arbitration Hearings and IGRP meetings with Stock Exchanges… Show more Designated as Compliance Officer of the Company, meticulous attention was given to putting in place adequate systems and procedures for its operations as a Stock / Commodity Broker and as a Depository Participant of NSDL & CDSL. In the capacity of Legal Officer, close coordination with Company Counsels was maintained for various litigations under consideration of the court. As the Authorized Representative of the Company, attendance at Arbitration Hearings and IGRP meetings with Stock Exchanges / Depositories was ensured. Heading the Investor Grievance Redressal Cell (IGRC), mainly complaints of investors of listed Non-Convertible Debentures issued by the parent Company (Muthoot Finance Ltd) were handled. Additionally, designated Officer for redressing complaints related to Trading & Depository Operations. Also, headed the Depository Operations & KYC Registration, and served as the Presiding Officer for the Anti-Sexual Harassment Committee of the Company. Show less

Cochin